Feedback Interactions between Trace Metal Nutrients and Phytoplankton in the Ocean

In addition to control by major nutrient elements (nitrogen, phosphorus, and silicon) the productivity and species composition of marine phytoplankton communities are also regulated by a number of trace metal nutrients (iron, zinc, cobalt, manganese, copper, and cadmium). Of these, iron is most limiting to phytoplankton growth and has the greatest effect on algal species diversity. It also plays an important role in limiting di-nitrogen (N₂) fixation rates, and thus is important in controlling ocean inventories of fixed nitrogen. Because of these effects, iron is thought to play a key role in regulating biological cycles of carbon and nitrogen in the ocean, including the biological transfer of carbon to the deep sea, the so-called biological CO₂ pump, which helps regulate atmospheric CO₂ and CO₂-linked global warming. Other trace metal nutrients (zinc, cobalt, copper, and manganese) have lesser effects on productivity; but may exert an important influence on the species composition of algal communities because of large differences in metal requirements among species. The interactions between trace metals and ocean plankton are reciprocal: not only do the metals control the plankton, but the plankton regulate the distributions, chemical speciation, and cycling of these metals through cellular uptake and recycling processes, downward flux of biogenic particles, biological release of organic chelators, and mediation of redox reactions. This two way interaction has influenced not only the biology and chemistry of the modern ocean, but has had a profound influence on biogeochemistry of the ocean and earth system as a whole, and on the evolution of marine and terrestrial biology over geologic history.

Introduction

Life in the ocean is dependent on fixation of carbon (C) and nitrogen (N) by planktonic microalgae, ranging in diameter from <1 to >100 μm. These “phytoplankton” consist of eukaryotic algae, which photosynthetically fix carbon dioxide (CO₂) into organic matter, and cyanobacteria that fix CO₂ and also fix di-nitrogen (N₂) to form ammonium. They make up less than 1% of the plant biomass on earth, but account for almost 50% of global primary production (Field et al., 1998) and are a major source of trace gases such as dimethylsulfide that influence climate (Charlson et al., 1987; Andreae and Crutzen, 1997). Up until the ground breaking experiments of John Martin (Martin and Fitzwater, 1988; Martin et al., 1991), the growth of marine phytoplankton was thought to be primarily limited by the availability of the major nutrient nitrogen and to a lesser extent phosphorus. However, numerous iron-addition experiments in bottles and in mesoscale patches of surface seawater in the ensuing decades have demonstrated that the trace metal nutrient iron limits the growth of phytoplankton and regulates their species composition in 30–40% of the world ocean, especially in high nitrate-low chlorophyll (HNLC) regions: the Southern Ocean, the equatorial and subarctic Pacific, and some coastal upwelling systems (Hutchins et al., 2002; Moore et al., 2002, 2004; Coale et al., 2004; Boyd et al., 2007). In addition, there is substantial evidence that iron limits the fixation of N₂ by cyanobacteria in the ocean, and thus, controls oceanic inventories of biologically available fixed nitrogen (Rueter, 1983; Falkowski, 1997; Wu et al., 2000; Sohm et al., 2011). Several other trace metal nutrients (zinc, cobalt, manganese, and copper) have also been shown to stimulate phytoplankton growth in bottle incubation experiments with natural ocean water, but their effects are usually less substantial than those for iron (Coale, 1991; Crawford et al., 2003; Franck et al., 2003; Saito et al., 2005). However, these metals may play important roles in regulating the species composition of phytoplankton communities because of large differences in cellular trace metal concentrations and growth requirements among species (Brand et al., 1983; Sunda and Huntsman, 1995a,b; Crawford et al., 2003; Ho et al., 2003).

In this review, I will discuss interactions between trace metal nutrients [iron (Fe), zinc (Zn), cobalt (Co), manganese (Mn), copper (Cu), nickel (Ni), cadmium (Cd), and molybdenum (Mo)] and phytoplankton in the ocean. These interactions involve not only the effect of the metals on the growth and species composition of phytoplankton communities, but also the profound effect of marine plankton on the distribution, speciation chemistry, and biological availability of these nutrient metals (Figure 1). There are many aspects to consider in these interactions, including (1) the distribution of metal nutrients in the ocean on various temporal and spatial scales; (2) the sources, sinks, and cycling of metals; (3) metal speciation and redox cycling, (4) the influence of these metals on phytoplankton metabolism and growth at different levels of biological organization (molecular, cellular, population, community, ecosystem, ocean/earth system), and (5) the influence of phytoplankton and the planktonic community as a whole on the chemistry and cycling of metal nutrients in the ocean.

FIGURE 1

Figure 1. Conceptual diagram of the mutual interactions between trace metal nutrients (Fe, Mn, Zn, Co, Cu, Mo, and Cd) and phytoplankton in the sea. In these interactions the chemistry of trace metal nutrients (their concentrations, chemical speciation, and redox cycling) regulate the productivity, species composition, and trophic interactions of marine phytoplankton communities. These communities in turn regulate the chemistry and cycling of the trace metals through cellular uptake and assimilation, vertical transport of biogenic particles (intact cells and fecal pellets), mediation of metal regeneration processes (by grazers, bacteria, and viruses), production of organic chelators, and biological mediation of metal redox cycling.

Metal Distributions in the Ocean

The distribution patterns of trace metal nutrients in the ocean have a profound influence on phytoplankton communities. Concentrations of filterable Fe and Zn (that which passes through a 0.2 or 0.4 μm-pore filter) are often extremely low (0.02–0.1 nM) in surface open ocean waters (Bruland, 1980; Martin et al., 1989; Johnson et al., 1997). Filterable concentrations of Cd, a nutrient analog for Zn, can reach values as low as 0.002–0.004 nM in surface waters of the North Pacific and Atlantic Oceans (Bruland, 1980; Bruland and Franks, 1983; Table 1). Filterable levels of these and other trace metal nutrients can increase by orders of magnitude in surface transects from the open ocean to coastal and estuarine waters owing to metal inputs from continental sources: rivers, ground water, aeolian dust, and coastal sediments (Bruland and Franks, 1983; Sunda, 1988/89). Filterable Fe can reach micromolar levels in estuaries and 10–20 μM in high humic rivers, 1000 to 10,000-fold higher than concentrations in surface ocean waters. Filterable iron in rivers occurs largely as colloidal particles (0.02–0.4 μm diameter), which are rapidly lost from estuarine and coastal waters via salt-induced coagulation and particulate settling (Boyle et al., 1977). Because of this efficient removal, much of the iron in rivers is deposited in estuarine and coastal sediments, and little directly reaches the open sea. However, reducing conditions in organic-rich shelf and margin sediments can re-mobilize some of the river-derived particulate Fe via reduction to soluble Fe(II), and thereby provide an important Fe source to the ocean (Moore and Braucher, 2008). Another equally if not more important source of iron to the ocean is aeolian deposition of iron-containing mineral dust transported by the wind from arid regions (Duce and Tindale, 1991; Jickells et al., 2005). These aeolian inputs change seasonally with variations in rainfall and prevailing winds and are highest in waters downwind of deserts (Measures and Vink, 1999; Jickells and Spokes, 2001). Regions far removed from aeolian and sedimentary continental sources, such as the South Pacific and Southern Ocean receive low external iron inputs and are among the most iron-limited areas of the oceans (Martin et al., 1990; Behrenfeld and Kolber, 1999; Coale et al., 2004). Other external sources such as glaciers/iceberg melt, seasonal sea ice melting, island wakes, volcanism, and hydrothermal activity can provide important local inputs of iron and other metals (Boyd and Ellwood, 2010).

TABLE 1

Table 1. Organic complexation of Fe, Cu, Zn, and Cd in filtered (0.4 μm) surface and deep waters of the Northeast Pacific Ocean (n.d. – not detected, n.c. – not computed).

Because of the much lower trace metal concentrations in the open ocean relative to those in coastal waters, oceanic algal species have evolved the ability to grow at much lower external and intracellular concentrations of Fe, Zn, and Mn (Brand et al., 1983; Brand, 1991; Sunda and Huntsman, 1986, 1992, 1995a,b). In doing so they have been forced to rearrange their metabolic architecture (e.g., by decreasing the abundance of iron-rich protein complexes [photosystem I and the cytochrome b₆/f complex] in photosynthesis; Strzepek and Harrison, 2004), by switching from iron-containing enzymes to less carbon-efficient metal free enzymes (the replacement of ferredoxin by flavodoxin in photosynthetic electron transport (La Roche et al., 1996) and N₂-fixation (Saito et al., 2011), or by switching from scarce metals to more-abundant ones in some critical metalloenzymes [e.g., the replacement of cytochrome c₆ which contains iron with the copper protein plastocyanin in photosynthetic electron transport (Peers and Price, 2006)].

Residence times of trace metal nutrients in the ocean vary over a wide range – from 20 to 40 years for Mn (Landing and Bruland, 1987; Bruland et al., 1994) to ∼800,000 years for Mo (Emerson and Huested, 1991; Morford and Emerson, 1999). Concentrations of Zn, Cd, Ni, and Cu, which have intermediate to long residence times (3000–100,000 years; Bruland and Lohan, 2003) relative to the average ventilation time of ocean water (∼1000 years for deep ocean water), increase with depth, similar to increases observed for major nutrients (nitrate, phosphate, and silicic acid; Figures 2 and 3). In the northeast Pacific, filterable concentrations of Zn and Cd increase by 80-fold and 400-fold, respectively, between the surface and 1000 m (Bruland, 1980). The similarity between vertical profiles of trace metal nutrients and those of major nutrients suggest that both sets of nutrients undergo similar biological uptake and regeneration processes in which each is taken up by phytoplankton in sunlit surface waters and are thereby efficiently removed from solution. Much of these assimilated metals and major nutrients are recycled within the euphotic zone by the coupled processes of zooplankton grazing and excretion, viral lysis of cells, and bacterial degradation of organic materials (Hutchins et al., 1993; Hutchins and Bruland, 1994; Poorvin et al., 2004; Strzepek et al., 2005; Boyd and Ellwood, 2010). However, a portion of the assimilated metals and major nutrients is continuously lost from the euphotic zone by vertical settling of biogenic particulate matter, including intact algal cells, zooplankton fecal pellets, and organic detritus. The macro- and micro-nutrients contained in these settling biogenic particles are then returned to solution in non-lit deeper waters by bacterial degradation processes, with the rate of this regeneration decreasing exponentially with water depth. Over time the uptake, settling, and regeneration processes deplete trace metal and major nutrients in sunlit surface waters to low levels and increase concentrations at depth at elemental ratios equal to average values in phytoplankton. This set of processes also transfers CO₂ to the deep sea and is important in regulating atmospheric CO₂ concentrations (Sigman and Boyle, 2000). The cycle is completed when the nutrient and CO₂ reservoirs in deeper waters are returned to the surface via vertical mixing and advection (upwelling) processes.

FIGURE 2

Figure 2. Depth profiles for major nutrients (A–C) [nitrate (Pacific only), phosphate, and silicic acid] and filterable concentrations (that passing a 0.4-μm filter) of trace metal nutrients (D–H) (Zn, Cd, Ni, Cu, and Mn) in the central North Pacific (, 32.7°N, 145.0°W, September 1977) and North Atlantic (, 34.1°N, 66.1°W, July 1979; Bruland and Franks, 1983). Manganese concentrations in the Pacific were analyzed in acidified, unfiltered seawater samples.

FIGURE 3

Figure 3. Depth profiles for (A) phosphate and filterable concentrations of trace metal nutrients (B–D) (Fe, Zn, and Co) in the subarctic North Pacific Ocean (Ocean Station Papa, 50.0°N, 145.0°W, August 1987; Martin et al., 1989) and the Northeast Atlantic (40°N, 20°W, May 1989; Martin et al., 1993).

Based on the above dynamics, the plots of trace metal nutrients with longer residence times (Cu, Zn, Ni, and Cd) vs those of major nutrients (e.g., phosphate) should have slopes equal the average ratios of trace metals to major nutrients in marine plankton. Such behavior was previously demonstrated for depth dependent plots of nitrate vs phosphate concentrations in which the slope of these relationships (16 mol mol ⁻¹) equaled the average N:P measured in ocean plankton (Redfield et al., 1963). Similar behavior has been observed for plots of Zn, Cd, Ni, and Cu vs phosphate, but with several caveats (Martin et al., 1976; Sunda and Huntsman, 1992, 1995c, 2000; Croot et al., 2011; Figure 4). In depth profiles for the northeastern Pacific (Figure 2), the concentrations of three of the metals (Ni, Cu, Cd) within the nutricline are linearly related to those of phosphate, and for Cu and Cd, the metal:P slopes (or equivalent metal:C ratios) agree well with values measured in net plankton samples or in algae cultured at the concentration of unchelated metal [M′] (or other controlling metals in the case of Cd) observed in the sunlit surface layer (Figures 4B,C; Table 2). However, unlike N vs P plots, these relationships have positive y-intercepts for Cu and Ni, indicating that these metals are not completely “used up” biologically in N- and P-depleted surface waters. By contrast, the Zn:P relationship exhibits increasing slopes with increasing Zn concentrations and a negative y-intercept for a linear regression of Zn vs P (Figure 4A; Table 2). Here the Zn:P slope (and associated Zn:C molar ratio) in the productive surface layer (0–185 m) agrees with Zn:P and Zn:C values for marine algae grown at the measured [Zn′] range within the surface layer (Tables 1 and 2; Figure 5) and the Zn:C ratio (3.7 μmol mol⁻¹) in phytoplankton growing in near-surface seawater in the northeast Pacific (Lohan et al., 2005). However at greater depths (185–800 m), the Zn:P slope and associated Zn:C ratio (22 μmol mol⁻¹) is similar to average values for phytoplankton growing at the much higher [Zn′] range observed at depth (Sunda and Huntsman, 1992; Table 2; Figure 5).

TABLE 2

Table 2. Comparison of slopes of nutrient metal to phosphate plots for station H-77 (Bruland, 1980) in the northeast Pacific with metal:P ratios in net plankton (Martin et al., 1976) and metal:C ratios in cultured marine algae.

FIGURE 4

Figure 4. Plots of concentrations of (A) Zn, (B) Cd, (C) Ni, and (D) Cu vs phosphate within the nutricline of the northeast Pacific (upper 800–1000 m) at stations H-77 and C-I (Bruland, 1980).

FIGURE 5

Figure 5. Cellular Zn:C vs log [Zn′] in the oceanic diatom Thalassiosira oceanica, the coastal diatom T. pseudonana, and the oceanic coccoclithophore Emiliania huxleyi in seawater at 20°C based on data from Sunda and Huntsman (1995a). These results are compared with the mean and range (errors bars) of Zn:C measured at the same temperature and a single [Zn′] in 15 different species of marine eukarotic phytoplankton from five major algal groups (Ho et al., 2003). The log [Zn′] range for ocean water is shown based on data of Bruland (1989) (Table 1).

The non-linearity of the Zn vs P plots likely reflects the very large variation in [Zn′] in ocean waters and the associated variation in Zn:P and Zn:C ratios in phytoplankton growing in these waters (Sunda and Huntsman, 1992). Although waters with high [Zn′] are usually found below the photic zone, and thus, cannot influence the removal of metals by algal growth and uptake, thermohaline and wind-driven upwelling can bring these high-nutrient, high-zinc waters to the surface, especially in polar regions. As a consequence of these processes, filterable Zn in surface waters of the Atlantic sector of the Southern Ocean increased from 0.5 nM at a latitude of 46°S to 4.5 nM at 66°S along with increases in phosphate and nitrate (Croot et al., 2011). The [Zn′] in surface waters increased to as high 1.8 nM, as the zinc concentration exceeded that of strong Zn binding ligands (Baars and Croot, 2011), a value ∼400-fold higher than mean surface [Zn′] in the North Pacific (Table 1). Subsequently, the lateral changes in nutrient and metal concentrations in these near-surface waters caused by algal uptake, biogenic particulate settling, and net regeneration in deeper waters are transposed to deeper depths and more northern latitudes with downwelling and lateral advection, which is most intense during winter (Redfield et al., 1963). In this way near-surface processes of algal uptake, settling, and shallow water regeneration can influence the composition and vertical structure of major and trace metal nutrients in deep ocean waters worldwide. Indeed, at depths at and just above the phosphate maximum in the Atlantic Ocean (600–800 m; see Figures 2B and 3A), about half of the phosphate occurs as “preformed phosphate,” which was present when the water originally subducted from the surface to form the Antarctic Intermediate water layer, while the remainder occurs as regenerated phosphate (Redfield et al., 1963). Likewise, only a portion of the trace metal nutrients at depth are likely derived from regeneration of settling biogenic particles, while the remainder must occur as “preformed metal nutrients.”

The deep water concentrations of both major nutrient elements (N, P, and Si) and many longer-lived metal micro-nutrients (Zn, Cd, Ni, and Cu) are two- to fivefold higher in deep waters of the North Pacific than the North Atlantic (Figures 2 and 3) because of large scale differences in the thermohaline circulation patterns between the Atlantic and Pacific oceans. In the Pacific the major water inflow occurs at depth where concentrations of nutrients and longer-lived nutrient metals are high (Broecker, 1991). Consequently, the Pacific acts as a nutrient trap and concentrates high levels of nutrients and longer-lived nutrient metals in its deeper waters (Broecker, 1991). The Atlantic, by contrast, has the opposite circulation pattern, with its major inflow at the surface where nutrients and metals are depleted, and its major outflow at depth, the North Atlantic Deep water. As might be expected, this circulation pattern tends to lower deep water concentrations of major nutrients and longer-lived nutrient metals.

Two trace metal nutrients with short ocean residence times (Mn and Co), show the opposite pattern to Cu, Zn, Cd, and Ni, and have highest concentrations at or near the surface and lower deep water concentrations in North Pacific than in the North Atlantic (Figures 2H and 3D; Landing and Bruland, 1987; Jickells and Burton, 1988; Martin et al., 1989). The short residence times and low concentrations in the older deep waters of the North Pacific are due to bacterially catalyzed oxidation of soluble Mn(II) and Co(II) to insoluble Mn(III and IV) and Co(III) oxides, and subsequent removal via particulate aggregation and settling as the water advects along its flow path. Likewise, iron is scavenged from deep ocean waters by oxide formation and adsorption onto particles, but it is also avidly taken up by phytoplankton in surface waters. It has moderately short residence times (∼70–200 years) and shows similar deepwater concentrations in the North Atlantic and Pacific (Johnson et al., 1997; Figure 3B). It exhibits surface depletion and increasing concentrations with depth in iron-limited regions such as the subarctic Pacific and northeast Atlantic during spring (Figure 3B), but can show pronounced surface maxima in stratified ocean waters receiving high aeolian inputs (Bruland et al., 1994; Measures and Vink, 1999).

In contrast to the other nutrient metals, Mo occurs at essentially the same concentration (100–110 nM) independent of depth or ocean basin (Collier, 1985). Its concentration is roughly proportional to salinity and its lack of depletion in surface waters indicates minimal removal of Mo by marine plankton relative to its seawater concentration, which is orders of magnitude higher than surface levels of other trace metal nutrients (Figures 1 and 2).

Complexation and Redox Chemistry

Trace metal nutrients in the ocean exist as a variety of different chemical species and forms, which strongly influences their biological uptake and biogeochemical cycling. All but Mo occur as cationic metal ions that are complexed to varying degrees by inorganic and organic ligands or are adsorbed onto or bound within various abiotic and biotic particles. Many of these metals (Fe, Cu, Mn, and Co) occur in different oxidation states, which have different solubilities, binding strengths with organic ligands, ligand exchange kinetics, and biological availabilities. Consequently, the redox chemistry of these metals has a major influence on their chemical behavior, biological uptake, and biogeochemical cycling.

Ni, Zn, and Cd exist in oxygenated seawater as soluble divalent cations that are complexed to varying degrees by inorganic ligands (Cl⁻, OH⁻, and ${\text{CO}}_{\text{3}}^{\text{2−}}$; Byrne et al., 1988) and organic chelators. Only a small percentage of Ni is complexed by organic ligands (0–30%; Saito et al., 2004), while ∼97% of the filterable zinc (Bruland, 1989) and ∼63% of filterable cadmium (Bruland, 1992) is chelated in North Pacific surface waters by unidentified strong organic ligands present at low concentrations (Table 1). Similar strong chelation of Zn has been observed in the North Atlantic and in subantarctic waters (Ellwood and van den Berg, 2000; Ellwood, 2004). Based on Zn concentrations in filtered surface waters from the North Pacific (0.06–0.9 nM; Bruland, 1980) and organic complexation data (Bruland, 1989), the concentration of biologically available dissolved inorganic zinc species (Zn′) can be as low as 1–2 pM in surface ocean water, low enough to limit the growth of at least some algal species (Sunda and Huntsman, 1992, 1995a). However, in deep ocean waters (Bruland, 1989), and upwelled surface waters in the Southern Ocean (Baars and Croot, 2011), Zn concentrations exceed the concentration of strong Zn binding ligands, resulting in up to 1000-fold increases in Zn′ levels (Table 1).

Manganese exists in seawater in three oxidation states: Mn(II), Mn(III), and Mn(IV). Insoluble Mn(III) and Mn(IV) oxides are the stable redox forms of this metal in oxygenated seawater, although Mn(III) also occurs as soluble chelates with organic ligands in some environments (e.g., hypoxic waters; Trouwborst et al., 2006). These oxides can be reduced chemically and photochemically to dissolved Mn(II), which is highly soluble and is not bound appreciably by organic ligands (Sunda and Huntsman, 1994). Although Mn(II) is unstable with respect to oxidation by molecular oxygen (O₂), the chemical kinetics of this reaction are exceedingly slow in seawater (with a half life of 500 years at pH 8.1), allowing Mn(II) to persist despite its thermodynamic instability (Morgan, 1967). Enzymes present within the outer polysaccharide sheath of certain bacteria, catalyze Mn(II) oxidation to Mn(IV) oxides (Tebo et al., 2004; Anderson et al., 2009), a reaction which appears to account for virtually all Mn(II) oxidation in marine waters (Emerson et al., 1982; Sunda and Huntsman, 1988). The bacterial formation of Mn oxides, and their subsequent removal via particle settling results in short residence times and low-Mn concentrations in deep ocean waters as noted earlier (Figure 2H). In the ocean’s surface mixed layer, oxidation is greatly diminished owing to photo-inhibition of the Mn-oxidizing bacteria while Mn oxides are dissolved by photo-reduction to Mn(II; Sunda and Huntsman, 1988, 1994; Moffett, 1990). In the southwestern Sargasso Sea, Mn oxidation rates increased from undetectable levels (<0.2% day⁻¹) in the surface mixed layer to 3.3% day⁻¹ at 160 m just below the chlorophyll maximum (Sunda and Huntsman, 1988). By contrast, estimated rates of Mn oxide reductive dissolution decreased from ∼70% to 8.5% day⁻¹ over this same depth interval. The combination of decreased Mn(II) oxidation rates and increased rates of Mn oxide reductive dissolution caused a large decrease in Mn oxide concentration between 160 m and the surface and a concomitant four- to fivefold increase in dissolved Mn(II). Similar high concentrations of dissolved Mn(II) in surface seawater are widespread in the ocean (Figure 2H), enhancing the supply of Mn needed to support algal photosynthesis (Sunda and Huntsman, 1988).

The chemical behavior of iron, biologically the most important trace metal nutrient, is arguably the most complex. In oxygenated seawater its stable oxidation state Fe(III) forms sparingly soluble iron hydroxide and oxide precipitates, whose solubility, lability, and biological availability decreases with oxide aging (Wells et al., 1991; Kuma et al., 1996; Lui and Millero, 2002; Yoshida et al., 2006). This oxide formation and the tendency of ferric ions to adsorb onto particle surfaces results in low deep ocean concentrations (0.4–0.8 nM; Johnson et al., 1997; Boyd and Ellwood, 2010) despite iron’s high crustal abundance (it is the fourth most abundant element by weight). Most (>99.9%) of the filterable Fe(III) in seawater is strongly bound to complex mixtures of organic ligands (Gledhill and van den Berg, 1994; Rue and Bruland, 1995; Buck and Bruland, 2007; Gledhill and Buck, 2012). This organic complexation minimizes iron adsorption and precipitation, and thus reduces iron removal from seawater by particulate scavenging processes (Johnson et al., 1997). Titrations utilizing ligand competition/cathodic stripping voltammetry reveal two classes of iron chelating ligands in near-surface seawater, a high-affinity class (L₁) and lower affinity class (L₂), with most of the filterable iron bound to the L₁ class (Rue and Bruland, 1995; Cullen et al., 2006; Table 1). However in deeper water (≥500 m) only L₁ class ligands are detected (Table 1), suggesting that they are produced by biological processes in the productive surface layers of the ocean. The two ligand classes and their iron chelates exist in both soluble (i.e., dissolved) and colloidal (0.02–0.4 μm size range) phases, with most of the ligands present in the soluble phase and some of the colloidal iron being inert to ligand exchange (Wu et al., 2001; Cullen et al., 2006).

The identity of the two ligand classes is yet to be determined (Vraspir and Butler, 2009; Gledhill and Buck, 2012). Many of the high-affinity ligands may be bacterial siderophores, strong ferric chelators produced by bacteria to solubilize iron and facilitate its intracellular uptake (Macrellis et al., 2001). Individual siderophores, largely in the hydroymate class, have been identified in ocean waters, but their concentrations account for only a few percent of the strong iron-binding ligands (Mawji et al., 2008, 2011; Velasquez et al., 2011). The low measured abundance of identifiable siderophores, however, may largely reflect our inability to quantitatively isolate other more-abundant classes of marine siderophores (e.g., catecholates and carboxylates) or reflect the presence of a large number of yet to be identified siderophores released by marine bacteria (Velasquez et al., 2011; Gledhill and Buck, 2012). There is also evidence that humic substances comprise at least some of the iron-binding ligands in coastal and deep ocean water and that many of these ligands may be derived from rivers and sedimentary sources (Laglera and van den Berg, 2009; Laglera et al., 2011). Other iron ligands with weak to moderate binding strengths are released from biological sources (e.g., grazing, viral lysis, and algal or bacterial secretion) and include porphyrins (Hunter and Boyd, 2007; Vong et al., 2007), acidic polysaccharides (Hassler et al., 2011a,b), and secreted chelating compounds such as domoic acid (Rue and Bruland, 2001).

Ferric iron can be reduced in seawater to highly soluble Fe(II) (ferrous iron) by several processes, including, biological reduction at cell surfaces (Maldonado and Price, 2001; Shaked et al., 2005), direct photolysis of ferric chelates (Kuma et al., 1992; Barbeau et al., 2001; Barbeau, 2006), reduction by photochemically or biologically produced superoxide radicals (${\text{O}}_{\text{2}}^{\text{−}}$; Voelker and Sedlak, 1995; Rose et al., 2005; Kustka et al., 2005), or reduction within O₂ depleted zones in organic particles or aggregates (Balzano et al., 2009). As a result up to 64% of the filterable iron in near-surface seawater occurs as Fe(II), with the highest percentage observed during daytime near the surface, suggesting a largely photochemical or algal source (Waite et al., 1995; Croot et al., 2008; Roy et al., 2008; Shaked, 2008; Sarthou et al., 2011). Because Fe(II) binds much more weakly to organic ligands than Fe(III) and because direct photolysis of ferric chelates involves oxidation and degradation of the ligand, the photo-reduction or biological reduction of chelated-Fe(III) often results in dissociation of Fe(II) from the chelate (Barbeau, 2006; Figure 6). The resulting soluble Fe(II) is unstable in the presence of O₂, and is re-oxidized to dissolved Fe(III) hydrolysis species [Fe(III′)’], which are then re-chelated by organic ligands (Sunda, 2001). Because Fe(II)′ and Fe(III)′are continuously produced during redox cycling, elevated steady state concentrations of each are often established (Sunda and Huntsman, 2003), with Fe(II) residence times that increase with decreasing temperature, pH, and concentrations of oxidants (primarily O₂; Santana-Casiano et al., 2005). In air-equilibrated seawater at pH 8.0, computed residence times for Fe(II)′ range from 3.2 h at 0°C to 2.2 min at 30°C (Santana-Casiano et al., 2005). There is evidence for Fe(II) chelation by unidentified organic ligands, which retards oxidation rates in some regions (Croot et al., 2008; Roy et al., 2008) and increases them in others (Roy and Wells, 2011), apparently linked to differences in the chemical nature of the complexing ligands. The nature and degree of organic complexation of Fe(II) needs to be quantified as it not only affects redox cycling of iron, but may also influence iron uptake by phytoplankton (Shaked and Lis, 2012).

FIGURE 6

Figure 6. Photo-redox cycling of ferric chelates (Fe(III)L), such as photoactive siderophore complexes. The cycle is initiated by the absorption of light by the ferric chelate and a subsequent photolytic reaction in which the iron is reduced to Fe(II) and the ligand is oxidized. The Fe(II) dissociates from the degraded chelate to give dissolved inorganic ferrous species (Fe(II)′) which are then rapidly oxidized to dissolved inorganic ferric hydrolysis species (Fe(III)′) by molecular oxygen and hydrogen peroxide. The Fe(III)’ is then re-chelated by the ligand to reform the ferric chelate. The cycle increases the uptake rate of iron by algal cells by increasing the steady state concentrations of biologically available Fe(II)′ and Fe(III)′. The transport system T directly accesses Fe(II)′ and indirectly accesses Fe(III)′ by reduction to Fe(II)′. Once inside the cell, much of the iron is used for synthesis of cytochromes (Cyt) and Fe-S redox centers, needed in high amounts in photosynthesis.

Thus, iron undergoes a dynamic redox cycling in surface seawater, which can greatly enhance its biological availability to phytoplankton by increasing concentrations of highly available dissolved inorganic Fe(II)′ and Fe(III)′ species (Anderson and Morel, 1982; Sunda, 2001; Maldonado et al., 2005; Fan, 2008; Figure 6). The photochemical enhancement of iron uptake by phytoplankton increases with decreasing temperature because the photolysis of Fe(III) chelates should be largely insensitive to temperature while the oxidation rates of photochemically produced Fe(II) to dissolved Fe(III)′ slows as does the re-chelation of Fe(III)′ by organic ligands (Sunda and Huntsman, 2011; Figure 6). These slower reoxidation and re-chelation rates at lower temperatures increases the steady state concentrations of the highly biologically available Fe(II)′ and Fe(III)′ species in the presence of sunlight, as shown for ferric complexes with the synthetic chelator EDTA (Sunda and Huntsman, 2003, 2011). This enhanced photochemical effect should increase the availability of iron to phytoplankton in iron-limited polar regions such as the Southern Ocean, and without this effect, these regions might experience even more severe iron limitation.

Other micronutrient metals such as Cu and Co also exist in different oxidation states and are heavily chelated by organic ligands. Copper can exist in seawater as thermodynamically stable Cu(II), or as instable Cu(I) (Moffett and Zika, 1988). Most (>99%) of the Cu in near-surface seawater is heavily chelated by strong organic ligands (log K_Cu′,L1 = 12–15) present at low concentrations (2–6 nM in open ocean waters), which decreases Cu(II)′ concentrations to very low levels (0.001–10 pM; Coale and Bruland, 1990; Moffett, 1995; Moffett and Dupont, 2007; Buck et al., 2010; Table 1). Different electrochemical methods show consistent strong chelation of Cu in surface waters; however, in the deeper waters of the North Pacific (>200 m) the results diverge, with differential pulse anodic stripping voltammetry showing a complete loss of the strong L₁ ligand class at depths below 200 m, while ligand competition/cathodic stripping voltammetry shows continued strong complexation of copper by this ligand class down to at least 2500 m (Coale and Bruland, 1988, 1990; Moffett and Dupont, 2007). The reasons for these analytical differences are not known, but may be related to a change in the nature of the ligands and possibly the oxidation state of the bound copper between the surface and deeper waters (Moffett and Dupont, 2007).

Cu(II) can be reduced to Cu(I) by photochemical processes (Moffett and Zika, 1988), reduction at cell surfaces (Jones et al., 1987) or by reaction with chemical reducing agents, such as sulfur containing organic ligands (Leal and van den Berg, 1998). In surface waters, the resulting Cu(I) is re-oxidized by reaction with O₂ on time scales of minutes and steady state Cu(I) concentrations can comprise 5–10% of the filterable copper (Moffett and Zika, 1988; Sharma and Millero, 1988). However, the effect of this redox cycling on the biological availability of copper is not known.

The chemistry of cobalt is also highly complex. Cobalt exists in seawater as soluble Co(II) or as Co(III), which forms insoluble oxides at the pH of seawater. The formation of these oxides appears to be microbially mediated and may be largely responsible for the removal of this metal from deep ocean waters (Tebo et al., 1984; Moffett and Ho, 1996; Figure 3D). Much of the filterable Co in seawater (up to100%) is strongly bound to organic ligands (Ellwood and van den Berg, 2001; Saito and Moffett, 2001; Saito et al., 2005). The conditional stability constant(s) for the Co complexes is extremely high (10^15.6 to ≥10^16.8 M^–1), consistent with Co binding as kinetically inert Co(III) chelates (Saito et al., 2005).

Cellular Uptake Processes

Trace metal nutrients, like major nutrients, are taken up intracellularly by specialized transport proteins on the cytoplasmic membrane of algal cells. Consequently, uptake rates generally follow Michaelis Menten enzyme kinetics

$\text{Uptake\hspace{0.5em}rate=}\frac{V_{\text{max}}[\text{M}]}{{\mathrm{(K}}_s\text{+[M])}}$   (1)

as observed for Mn, Fe, Zn, and Cu (Sunda and Huntsman, 1986, 1998a; Hudson and Morel, 1990; Lane et al., 2008; Guo et al., 2010). In Eq. 1 V_max is the maximum uptake rate, [M] is the concentration of chemical species that react with receptor sites on the transport protein (and thus are bioavailable by definition), and K_s is the [M] at which half of the transport sites are bound to the nutrient metal and the uptake rate is half of V_max. Virtually all of these proteins act as pumps and require energy for intracellular transport. With some exceptions, the binding of metals to the receptor sites on these proteins is determined by the concentration of free aquated metal ions or in many cases, the concentration of kinetically labile dissolved inorganic species, M′ (aquated metal ions and inorganic complexes with Cl⁻, OH⁻, and ${\text{CO}}_{\text{3}}^{\text{2−}}$; Hudson and Morel, 1993; Sunda and Huntsman, 1998b). Thus, chelation by organic ligands generally decreases metal uptake and chemical speciation is extremely important in regulating the cellular uptake of metals (Hudson, 1998).

Although Eq. 1 is relatively simple, its application is not entirely straight forward. One complicating factor is that the relevant substrate concentration, [M], is that at the surface of the cell membrane, which can be much less than that in bulk seawater in cases where the uptake rate approaches the maximum rate of diffusive flux of available metal species to the cell surface (Hudson and Morel, 1993). This indeed occurs for uptake of Zn and Co(II) by small diatoms and coccolithophores (3.5–6 μm diameter) at low Zn′ and Co′ concentrations (Sunda and Huntsman, 1995a; Figure 7). Since diffusive flux per unit of cell biovolume varies with the inverse square the cell diameter, diffusion limitation of uptake intensifies substantially as the cell size increases, and can be a major impediment for the uptake of some nutrient metals (Zn, Co, Fe) in larger cells (Hudson and Morel, 1993; Sunda and Huntsman, 1995a; Sunda, 2001). Another complicating factor is that the V_max of metal uptake systems is often under negative feedback regulation by the cell and can decrease substantially with increases in [M′] and intracellular metal pools (Sunda and Huntsman, 1992, 1998b). This behavior can be particularly problematic in fitting Eq. 1 to the results of short-term metal uptake experiments as the V_max of the transport system investigated can vary during the course of the experiment (Sunda and Huntsman, 1985, 1986, 1992). A final complicating factor is that the values of K_s can increase and V_max decrease with increasing concentrations of competing metals that bind with and are taken up intracellularly by the transport system, as occurs for Cu, Cd, and Zn inhibition of Mn uptake and Cu inhibition of Zn uptake (Sunda and Huntsman, 1996, 1998c). All of these complicating factors must be taken into account for the proper application of the Michaelis Menten equation to laboratory and field metal uptake data.

FIGURE 7

Figure 7. Cellular uptake rates for Zn, Co, and Cd (normalized per mol of cell carbon) for the oceanic diatom Thalassiosira oceanica plotted as a function of the log₁₀ of the molar concentration of dissolved inorganic zinc species (Zn′). Concentrations of Cd′ and Co′ were held constant at 2.7 and 1.5 pM, respectively, within the range of values for near-surface ocean water (Bruland, 1992; Saito et al., 2004). Uptake rates for Cd and Co increase by at least two orders of magnitude when Zn′ concentrations decrease below 10⁻¹⁰ M. The large increase in uptake rates reflect the induction of a high-affinity cellular transport system (or systems) for Cd and Co in response to declining intracellular Zn levels or transport of the two metals into the cell by an inducible high-affinity Zn transport system. Data are from Sunda and Huntsman (2000).

Uptake systems are highly variable and range from simple to highly complex depending on the chemical speciation of the metal, its biological demand (requirement) relative to its seawater availability, and the range of concentrations of available metal species. Uptake systems appear to be simplest for dissolved Mn(II), which is taken up in phytoplankton by a single high-affinity transport system (K_s = 15–140 nM Mn′) that is under negative feedback regulation (Sunda and Huntsman, 1985, 1986). In this negative feedback, as the concentration of Mn(II)′ decreases, the V_max of the transport system is increased to maintain relatively constant Mn uptake rates and intracellular Mn concentration. This constant regulated cellular Mn level is two to four times higher than that needed to support the maximum growth rate, providing a buffer against decreasing Mn′ concentrations ([Mn′]) or increases in cellular demand, as occurs with decreasing light intensity (see below). At sufficiently low [Mn′] the V_max values reach a maximum constant value and the cellular Mn uptake rate and intracellular Mn concentration decreases with further decreases in [Mn′] causing Mn-limitation of growth rate.

Uptake systems for Zn, Cd, Co, and Cu are more complex. Like that of Mn(II), algal uptake of these metals is believed to be related to the concentration of dissolved inorganic metal species (M′ = Zn′, Cd′, Co′, and Cu′) and metal chelates are generally not directly available for metal uptake, with the exception of some Cu chelates at low Cu′ levels (Hudson, 1998; Sunda and Huntsman, 1998b; Guo et al., 2010). The phytoplankton species examined to date have at least two separate Zn transport systems, a low-affinity system whose V_max is relatively constant, and an inducible high-affinity system, whose affinity (1/K_s) and V_max increase with decreasing Zn′ concentration ([Zn′]) and decreasing intracellular Zn (Sunda and Huntsman, 1992). The low-affinity system has higher V_max and K_s values and transports Zn at high [Zn′]. The inducible high-affinity system is responsible for Zn uptake at low [Zn′]. At very low [Zn′] (<10 pM), Zn uptake approaches limiting rates for the diffusion of Zn′ species to the cell surface, and consequently the Zn uptake rate is proportional to [Zn′] in the medium (Sunda and Huntsman, 1992, 1995a; Figure 7). Similar biphasic high and low-affinity uptake systems, whose high-affinity uptake system is under negative feedback regulation, are observed for Cu in an oceanic diatom (Guo et al., 2010). The existence of high and low-affinity transport systems results in sigmoidal relationships between uptake rates for Zn and Cu (and cellular Zn:C and Cu:C ratios) and Zn′ and Cu′ concentrations (Figures 4 and 7; Sunda and Huntsman, 1992, 1995a,c).

Co and sometimes Cd can metabolically substitute for Zn in many Zn enzymes such as carbonic anhydrase (Price and Morel, 1990; Lane and Morel, 2000; Xu et al., 2008). To facilitate this substitution, the uptake of these divalent metals is increased by over 100-fold in diatoms and coccolithophores with decreasing [Zn′] in the external medium and decreasing cellular Zn (Figure 7; Sunda and Huntsman, 1995a, 2000). Uptake of Cd and Co by this inducible transport system (or systems) is down-regulated at high [Zn′] and intracellular Zn levels (Figure 7). Under these conditions, Cd is taken up into the cell by the cellular Mn(II) transport system (Sunda and Huntsman, 1996, 2000) or a putative Fe(II) transport system (Lane et al., 2008), and consequently, is inversely related to concentrations of Mn(II)′ and Fe(II)′. Thus, cellular uptake of Cd in the ocean is regulated by complex interactions among dissolved concentrations of Cd′, Zn′, Mn(II)′, and Fe(II)′ (Sunda and Huntsman, 2000; Cullen and Sherrell, 2005; Lane et al., 2009). Likewise, since Co uptake is repressed at high [Zn′], biological removal of Co often does not occur until after Zn is depleted, as observed in the subarctic Pacific (Figure 8; Sunda and Huntsman, 1995a).

FIGURE 8

Figure 8. Plots of filterable Zn and Co vs phosphate concentrations at two stations in the subarctic Pacific (Station T-5, 39.6°N, 140.8°W and Station T-6, 45.0°N, 142.9°W, August 1987). The decrease in zinc with decreasing phosphate is caused by the simultaneous removal of both metals via cellular uptake and assimilation by phytoplankton. Cobalt decreases with decreasing phosphate only after zinc concentrations drop to very low levels (<0.2 nmol kg⁻¹). This pattern is consistent with metabolic replacement of Co for Zn, as observed in phytoplankton cultures (see Figure 5). Data plots after Sunda and Huntsman (1995a).

Iron is the most limiting trace metal nutrient, and its chemistry is arguably the most complex. As noted earlier, iron is highly bound in seawater as ferric chelates and ferric ions associated with various particulate phases such as Fe(III) oxyhydroxides. Early evidence suggested that cyanobacteria and eukaryotic marine algae utilized fundamentally different uptake systems to access this bound iron (Wilhelm and Trick, 1994; Hutchins et al., 1999). Both cyanobacteria and heterotrophic bacteria were thought to utilize primarily siderophore uptake systems, in which high-affinity Fe(III)-binding ligands (siderophores) were released extracellularly, followed by intracellular uptake of the resulting ferric-siderophore chelates (Martinez et al., 2000; Sandy and Butler, 2009). Siderophore uptake systems are widespread in terrestrial and enteric bacteria, and may also be common in sedimentary and particle-associated marine bacteria (Sandy and Butler, 2009). However, recent genomic data from cultures and natural communities shows little evidence for proteins involved in siderophore biosynthesis or for cellular uptake of ferric-siderophore chelates in the picocyanobacteria (Synechococcus and Prochlorococcus) that often dominate open ocean phytoplankton communities, or by major oceanic N₂-fixing cyanobacteria such as Trichodesmium or Crocosphaera (Hopkinson and Morel, 2009; Hopkinson and Barbeau, 2012). Instead these species possessed a high abundance of Fe³⁺ ATP binding cassette (ABC) transporters, which can acquire iron from ligand exchange reactions with dissolved labile Fe(III) species such as Fe(III)′ (Hopkinson and Barbeau, 2012). A reductive step, however, may be required to free the iron from ferric chelates, prior to its uptake (Rose et al., 2005; Kranzler et al., 2011; Shaked and Lis, 2012), and many marine cyanobacteria also possess non-specific metal transporters that transport Fe(II) and other divalent metals (Hopkinson and Barbeau, 2012). A coastal Synechococcus isolate produced a suite of siderophores (synechobactins), which like many other marine siderophores, are both photoreactive and amphiphilic (Ito and Butler, 2005). But how widespread such siderophore production is in coastal cyanobacterial species is currently unknown (Hopkinson and Morel, 2009).

Eukaryotic phytoplankton do not appear to produce siderophores and there is little evidence for the direct cellular uptake of ferric-siderophore chelates (Sunda, 2001). Instead there is mounting evidence for the utilization of a high-affinity transport system that accesses a variety of Fe(III) coordination species (including Fe(III)′ and ferric chelates) via reduction to Fe(II; Maldonado and Price, 2001; Kustka et al., 2007; Amin et al., 2009; Strzepek et al., 2011). The released Fe(II)′ binds to Fe(II) receptors on specific transmembrane proteins, which transport the iron into the cell. This intracellular transport involves the reoxidation of bound Fe(II) to Fe(III) by a copper protein (a multi-Cu oxidase; Maldonado et al., 2006). The ability of this transport system to access iron is dependent on the ease of reduction of ferric complex species, which is inversely related to the stability of the Fe(III) coordination complex (Maldonado and Price, 2001). Weakly complexed ferric hydrolysis species Fe(III)′ are reduced at orders of magnitude higher rates than strongly bound Fe-siderophore chelates, and are thus much more accessible for cellular uptake (Shaked et al., 2005; Morel et al., 2008). Likewise Fe(III) colloids are less available because of their slow diffusion kinetics within the cell’s diffusive boundary layer and because interior ferric ions within the colloid are not readily accessible for reduction and subsequent release as dissolved Fe(II). As a consequence, iron uptake by this system is highly dependent on the chemical speciation of iron in seawater, and increases in dissolved Fe(II)′ or Fe(III)′ concentrations can considerably increase the biological availability of iron (Hudson and Morel, 1990; Morel et al., 2008). Photo-reductive dissociation of ferric chelates increases iron uptake by diatoms and other eukaryotic algae by increasing steady state Fe(II)′ and Fe(III)′ concentrations, as shown in culture experiments with photolabile ferric complexes with synthetic chelators (e.g., ethylenediaminetetraacetic acid, EDTA; Anderson and Morel, 1982; Sunda and Huntsman, 2011), marine siderophores (Barbeau et al., 2001; Amin et al., 2009), and sugar acids (Ozturk et al., 2004; Figure 6). Similarly, in an incubation experiment in the Southern Ocean, natural planktonic assemblages exhibited higher iron uptake rates from an added photoactive siderophore (⁵⁷Fe-aerobactin) in the presence of sunlight than from a non-photoactive one (⁵⁷Fe-desferrioximine b; Buck et al., 2010).

In other recent iron uptake experiments in Southern Ocean waters, the pre-equilibration of ⁵⁵Fe-labeled iron with the monosaccharide glucuronic acid increased the uptake of the radiolabeled iron by ∼2-fold compared to the uptake observed when iron was added by itself (Hassler et al., 2011b). Similar enhanced uptake was observed with the addition of polysaccharides. These effects may be attributed to the formation of more biologically available weak organic chelates (Hassler et al., 2011b; Benner, 2011). However as noted above, dissolved ferric chelates and coordination complexes of adsorbed sugar acids and polysaccharides on the surfaces of iron oxyhydroxides can undergo photolysis and subsequent iron redox cycling, which should increase Fe(II)′ and Fe(III)′ concentrations (Kuma et al., 1992; Ozturk et al., 2004; Steigenberger et al., 2010), thereby providing a plausible alternative explanation for the observed results. The influence of mono and polysaccharides on iron chemistry, photochemical redox cycling, and bioavailability needs further investigation given the high abundance of these compounds in dissolved and colloidal marine organic matter and the widespread production of extracellular polysaccharides by marine phytoplankton and bacteria (Steigenberger et al., 2010; Benner, 2011; Hassler et al., 2011a,b).

Cellular Trace Metal Quotas and Metal:Carbon Ratios

The trace metal concentration in algal cells normalized to cell volume or to cell carbon is not only dependent on the rates of intracellular metal uptake by transport systems (as discussed above) or adsorption on cell surfaces (Tovar-Sanchez et al., 2003), but also by the rate of biodilution by new biomass or cell carbon (Sunda and Huntsman, 1998b). The rate of change in cellular metal per mole of cell carbon (dQ/dt) equals the cellular uptake rate V_M (normalized to cell carbon) minus the rate of biodilution, which equals the net specific rate of C-fixation (μ_c) times the cellular metal:C ratio (Q):

$\frac{dQ}{dt}={\text{V}}_{\text{M}}-{\text{μ}}_{\text{c}}Q$   (2)

At steady state dQ/dt = 0 and the equation collapses to:

$Q=\frac{V_M}{{\mu }_c}$   (3)

Based on these equations, any factor that decreases growth rate but has no or a lesser effect on the metal uptake rate will increase the cellular metal:C ratio. This is seen in the response of cell Fe:C, Mn:C, and Zn:C ratios in diatoms and dinoflagellates to light limitation of growth rate, where a 60–70% decrease in specific growth rate with a decrease in light intensity from 500 to 50 μmol quanta m⁻² s⁻¹ increased the cell metal:C ratios by two- to threefold for a given [M′] (Sunda and Huntsman, 1997, 1998c, 2005). For Mn and Fe, the higher Mn:C and Fe:C values helped the cells to photoacclimate to the low light conditions (see Fe and Mn sections below and Figure 9), and for Zn, the higher Zn:C ratio lowered the [Zn′] needed to achieve maximum growth rate. However, as discussed previously, decreasing light can also decrease Fe and Mn uptake rates by decreasing [Fe′] and [Mn(II)′] levels, so the overall effect of lower light may still be to lower cell Fe:C and Mn:C ratios (Sunda and Huntsman, 2011). Temperature, another major growth-controlling factor, could potentially also affect cellular M:C ratios, but in the one case examined to date, a temperature decrease from 20 to 10°C caused similar decreases in V_M and specific growth rate (at constant [Fe′]) so there was no effect on cellular Fe:C ratios (Sunda and Huntsman, 2011).

FIGURE 9

Figure 9. Effect of light on cellular growth requirements for (A) iron and (B) manganese in the coastal diatom Thalassiosira pseudonana at 20°C. (A) Relationships between specific growth rate and Fe:C molar ratio for cells growing under a 14:10 h light:dark cycle at light intensities of 500 (black triangles), 85 (green triangles), and 50 (blue triangles) μmol photons m⁻² s⁻¹. Open diamonds give data for cells growing at the highest light intensity (500 μmol photons m⁻² s⁻¹) but a 50% shorter daily photoperiod (7 h). (B) Relationships between specific growth rate and cellular Mn:C molar ratio for cell growing under a 14:10 h light:dark cycle at light intensities of 500 (black circles), 160 (red circles), and 90 (green circles) μmol photons m⁻² s⁻¹.

Equations 2 and 3 also have important implications for diel changes in cellular M:C ratios. Carbon is photosynthetically fixed only during the day (and a portion is respired at night), but metal uptake can continue during both the light and dark period (Sunda and Huntsman, 2004). Consequently, cellular M:C ratios should decrease during the light period and increase at night. In agreement with this prediction, the cell Fe:C ratio in an iron-limited diatom (Thalassiosira pseudonana) growing at a specific rate of 1.6 day⁻¹ decreased by 60% (from 63 to 25 μmol Fe mol C⁻¹) from the beginning to the end of the 14 h light period (Sunda and Huntsman, 2004). This result was for a metal chelate system (Fe-nitrilotriacetic acid) with no photochemical enhancement of [Fe′] during the day, and the diel effect can be less or even reversed in marine systems with substantial photochemical redox cycling of iron (Sunda and Huntsman, 2004). For Zn, Co, Cd, and Ni, where photochemical cycling does not occur, the cellular M:C ratios should also decrease during the light period. This effect was observed in the diatom T. pseudonana where cell Zn:C decreased by twofold over the course of the light period (Sunda and Huntsman, 2004).

Metal uptake rates invariably increase with the concentration of available metal as observed for Zn uptake in the oceanic diatom Thalassiosira oceanica (Figure 7). For this diatom and the coccolithophore Emiliania huxleyi the specific growth rate is unaffected over most the oceanic [Zn′] range (log [Zn′] = −11.8 to −8.7). Consequently, the cellular Zn:C is proportional to the cellular Zn uptake rate, and increases with increasing [Zn′] (see Figures 5 and 7).

Cellular metal:C ratios can vary substantially among species. The cell Zn:C was two- to fivefold higher in the coccolitiophore E. huxleyi than the diatoms T. oceanica and T. pseudonana, depending on the [Zn′] in the culture medium (Sunda and Huntsman, 1995a; Figure 5). Data of Ho et al. (2003) are consistent with those of Sunda and Huntsman (1995a) and show a 10-fold variation in Zn:C ratios in 15 different marine algal species representing five major algal groups (Figure 5). Even larger variations of 13-, 71-, and 50-fold, respectively, were observed for Cu:C, Co:C, Cd:C ratios in these same algal species grown at a constant set of [M′] values (Ho et al., 2003).

Recent advances in synchrotron X-ray fluorescence microscopy has allowed measurement of metal:P and metal:S ratios in single cells for a wide array of trace metals. As in the above culture data, large intriguing variations were observed in different algal cells and cell types present in the same water samples (Twining et al., 2004, 2010, 2011). In a recent study in the equatorial Pacific, diatoms had sevenfold higher Ni:P ratios and fourfold higher Fe-P and Zn:P ratios than autotrophic flagellates (e.g., coccolithophores and dinoflagellates), but had 2.5-fold lower Co:P ratios (Twining et al., 2011).

Cells have the capacity to take up iron and other nutrient metals in far excess of that needed to support growth and metabolism, which helps them to take advantage of pulsed inputs, such as episodic increases in aeolian iron deposition associated with large desert dust storms (Sunda and Huntsman, 1995b; Marchetti et al., 2006). This “luxury” uptake also protects cells from future declines in metal availability as blooms develop or to increases in metabolic demand for iron and other metals linked to decreases in light or increases in temperature (Sunda and Huntsman, 2011). In addition, because of a certain degree of non-specificity of transport systems, many reactive trace metals (including metal nutrients, e.g., Cu and Cd), can leak into cells via the transport systems for other metal nutrients such as Mn and Zn (Sunda and Huntsman, 1996, 1998c). Within the cell unchelated redox active metals such as iron and copper can mediate the formation of toxic reactive oxygen species (e.g., hydroxyl radicals via Fenten chemistry) and reactive metals such as Cu, Cd, and Zn can adventiciously bind with coordination sites of proteins or displace nutrient metals from their active sites in metalloproteins (Hartwig, 2001; Valko et al., 2005). Consequently, it is essential that “excess” concentrations of these metals be sequestered within algal cells to prevent metal toxicity or inhibition of metabolism (Finney and O’Halloran, 2003). Excess iron not occurring in metabolic proteins is bound within the iron storage protein ferritin in the pennate diatom Pseudo-nitzschia (Marchetti et al., 2009), and in Dps protein (another member of the ferritin protein family) in the N₂-fixing cynaobacterium Trichodesmium (Castruita et al., 2006). Both of these algae have unusually high storage capacities for excess iron (Kustka et al., 2003a; Marchetti et al., 2006). Many marine picocyanobacteria (e.g., Synechococcus) possess genes for Dps or bacterioferritin iron storage proteins although the actual presence of these proteins has not yet been verified (Scanlan et al., 2009). Other marine eukaryotic phytoplankton such as centric diatoms also have substantial capacities to store excess intracellular iron (Sunda and Huntsman, 1995b), but the means by which they do so remains unclear.

High intracellular levels of Cd or Cu in a variety of eukaryotic phytoplankton are bound by phytochelatins, a set of sulfhydryl containing chelating ligands found in terrestrial plants, microalgae, and fungi. These ligands consist of small polymers of glutathione with the structure (γ-glutamate-cysteine)n-glycine, where n = 2–11 (Ahner et al., 1995; Ahner and Morel, 1995; Ahner et al., 1997). Although low basal levels of these cellular chelators exist in cells, the cellular synthesis of phytochelatins is up-regulated by exposure to high concentrations of toxic nutrient or non-nutrient metals (e.g., Cd, Cu, or Hg) or low levels of competing metal nutrients such as Zn or Mn, which promote increased cellular Cd or Cu uptake (Ahner et al., 1998; see Figure 7).

Metabolic Metal Requirements and their Relation to other Limiting Resources

Trace metal nutrients are essential for the metabolism, growth, and reproduction of all marine phytoplankton. They play essential roles in photosynthetic C-fixation, respiration, N₂-fixation, and the uptake and metabolic assimilation of major nutrient elements (N, P, and C). Thus the growth requirements of specific metals are influenced by the availability of light and the concentration and chemical forms of inorganic carbon, phosphorus and nitrogen species. Of the trace metal nutrients, iron is needed in the greatest amount for algal growth and most frequently limits the growth of marine phytoplankton. It serves essential metabolic functions in photosynthetic electron transport, respiration, nitrate and nitrite reduction, sulfate reduction, N₂-fixation, and detoxification of reactive oxygen species such as superoxide radicals and hydrogen peroxide (Raven, 1988; da Silva and Williams, 1991; Raven et al., 1999).

The major requirement for iron in phytoplankton and likely all phototrophs is in the primary photochemical reactions of photosynthesis and associated photosynthetic electron transport (Raven, 1990; Strzepek and Harrison, 2004). To acclimate to low, subsaturating light conditions, phytoplankton increase the cellular concentration of photosynthetic pigments, reaction centers, and electron transport proteins and protein complexes, and to do this they need an increased amount of cellular iron (Raven, 1990). These iron-containing photosynthetic components include photosystem II (2–3 Fe), the cyt f/b₆ complex (5 Fe), photosystem I (12 Fe), cytochrome c₆ (1 Fe), and ferredoxin (2 Fe; Raven et al., 1999). This increased growth requirement for iron under low light conditions has been confirmed in culture experiments (Sunda and Huntsman, 1997, 2011; Strzepek and Harrison, 2004; Figure 9A). Such interactions between light and iron limitation can lead to iron-light co-limitation of algal growth in low light environments such as occur with deep vertical mixing during winter at higher latitudes (e.g., the subarctic Pacific and Southern Ocean; Maldonado et al., 1999) and in the deep chlorophyll maximum near the bottom of the photic zone in thermally stratified mid-ocean gyres (Sunda and Huntsman, 1997; Hopkinson and Barbeau, 2008). Algal cells acclimate similarly to a decrease in the photoperiod by increasing their photosynthetic pigments and cellular iron requirement for daily C-fixation and growth (Sunda and Huntsman, 2004, 2011; Figure 9A). Such day length effects could contribute to a higher level of iron limitation of phytoplankton growth during the shorter days of the fall than during the spring at high latitudes.

Iron is also needed for the assimilation of important chemical forms of nitrogen, which next to carbon is the second most abundant nutrient element in the cell. Nitrogen limits the growth and biomass of phytoplankton in roughly 60% of the ocean (Moore et al., 2002, 2004) and the overwhelming majority of biologically available fixed nitrogen in deep ocean reservoirs occurs as nitrate (Figure 2A). Nitrate is supplied to sunlit surface waters by upwelling and vertical mixing of deep ocean waters, but to utilize this substrate algal cells must first reduce it to ammonium, a process catalyzed by two iron-containing enzymes: nitrate reductase and nitrite reductase. In addition, both enzymatic reactions require the input of cellular energy (adenosine triphosphate, ATP) and reductant molecules (NADPH), and large amounts of cellular iron are needed for their photosynthetic production. Based on model calculations (Raven, 1988) and empirical measurements (Maldonado and Price, 1996), algal cells growing on nitrate require ∼50% more iron to support a given growth rate than do cells growing on ammonium. Consequently, iron can be especially limiting in oceanic upwelling systems (such as the equatorial and subarctic Pacific) where waters containing high nitrate concentrations, but low-iron, are advected to the surface (Martin and Fitzwater, 1988; Coale et al., 1996; Boyd et al., 2007). The low-iron concentrations favor the growth of small phytoplankton, which are rapidly grazed by microzooplankton, preventing blooms from developing, whose formation ultimately must be supported by inputs of upwelled nitrate (Price et al., 1991, 1994). The rapid grazing also supplies recycled ammonium which is more efficiently assimilated by the iron-limited cells. Thus the net population growth of such systems can be viewed as being co-limited by iron and nitrate due to the high iron requirement for nitrate utilization (Price et al., 1994).

A more important iron-nitrogen linkage is provided by the large metabolic requirement for iron in N₂-fixation. All eukaryotic algae and most cyanobacteria are incapable of assimilating N₂ which is present at a high concentration in the atmosphere (a mole fraction of 0.81) and in all ocean waters. Certain marine cyanobacteria, such as members of the genera Trichodesmium and Chrocosphera, are able to enzymatically reduce N₂ to ammonium (referred to as N₂-fixation; Zehr, 2011). N₂-fixation requires very high amounts of cellular iron, and consequently, Trichodesmium growing on N₂ as a nitrogen source require up to five times more cellular iron for growth than cells growing on ammonium (Kustka et al., 2003a). This much higher iron requirement is partly caused by the large amount of iron in the N₂-fixation enzyme nitrogenase, and the low catalytic rate of this enzyme (Kustka et al., 2003b). However, it is also caused by the large amount of energy in the form of ATP needed to break the N₂ triple bond (16 ATP per N₂ molecule), which must be supplied either directly or indirectly from photosynthesis. As a result of the high metabolic iron cost and the low-iron concentrations in seawater, iron appears to limit N₂-fixation in large regions of the ocean, and along with denitrification (respiratory reduction of ${\text{NO}}_{\text{3}}^{\text{−}}$ to N₂), controls oceanic inventories of fixed nitrogen (Rueter et al., 1992; Falkowski, 1997; Kustka et al., 2003a; Sohm et al., 2011). Consequently, nitrogen is the primary limiting major nutrient in most ocean waters (Moore et al., 2004), while in lakes, where iron concentrations are much higher, phosphate is typically the primary limiting nutrient (Schindler, 1977). Because the low level of fixed nitrogen in the ocean is largely caused by iron limitation of N₂-fixation, the ocean can be viewed as being co-limited by iron and nitrogen.

Ocean N₂-fixation is largely restricted to warm tropical and subtropical waters (Moore et al., 2004; Zehr, 2011). N₂-fixation varies regionally in these waters and is greatest in areas receiving high iron inputs from deposition of desert dust (or other continental sources), such as the subtropical North Atlantic, Arabian Sea, and the western margin of the Pacific (Sohm et al., 2011). And N₂-fixation is lowest in the South Atlantic and South Pacific where continental inputs of iron are low. N₂-fixation in regions with high atmospheric iron inputs tend to be dominated by Trichodesmium, which typically forms colonies 1–3 mm in diameter (Sohm et al., 2011). The colonies are able to intercept iron-containing dust particles and physically transport them to the colony’s interior where the iron is solubilized and assimilated by unidentified reductive processes (Rueter et al., 1992; Rubin et al., 2011). The colonies can vertically migrate at velocities exceeding 3 m h⁻¹, as enabled by the large colony size and variations in specific gravity (Walsby, 1992). This vertical movement increases the colony’s encounter frequency with iron-containing dust particles, which further facilitates iron uptake (Sunda, 2001).

In the mid-ocean waters of the subtropical and tropical Pacific, continental inputs of iron are low as are iron concentrations, and here N₂-fixation is dominated by much smaller unicellular cyanobacteria, such as Crocosphaera watsonii (Montoya et al., 2004; Sohm et al., 2011). The much smaller cell size (2–6 μm diameter), and attendant higher surface to volume ratios and higher diffusive flux of soluble iron to cell surfaces (per unit of biomass) help increase cellular iron uptake by these cyanobacteria in these low-iron waters (Sunda, 2001). In addition, recent proteomic data indicate that these cells undergo a large scale diel cellular cycle in which a portion of the iron-containing proteins involved in photosynthesis are degraded near the end of the light period and the iron released is then used to synthesize the iron-containing nitrogenase needed for nighttime fixation of N₂, which is fueled by the ATP produced from respiratory consumption of stored carbohydrates (Saito et al., 2011). The nitrogenase proteins are then degraded near the end of the dark period and the liberated iron is reused to synthesize iron-containing photosynthetic proteins needed for C-fixation. This cellular strategy is energetically expensive, but solves two critical problems in iron-limited oceanic waters: it temporally separates N₂-fixation and photosynthesis, and thereby avoids poisoning of nitrogenase enzyme complex by photosynthetically produced O₂ (Zehr et al., 2001); and equally important, it reduces the cellular iron requirement for diazotrophic growth by ∼40% (Saito et al., 2011). The combination of higher iron uptake rates related to small cell size and the lower cellular iron requirement for diazotrophic growth provide a competitive advantage to Crocosphaera in low-iron oceanic waters, such as those in vast regions of the tropical and subtropical Pacific.

Due to iron limitation of C-fixation and N₂-fixation in major regions of the ocean, iron plays a significant role in regulating carbon and nitrogen cycles in the ocean. It thus helps regulate the biological CO₂ pump discussed earlier, which along with the physical CO₂ pump, controls the ocean/atmosphere CO₂ balance and CO₂-linked greenhouse warming (Martin, 1990; Sigman and Boyle, 2000). There is evidence that climatically driven variations in the input of iron-rich continental dust to the ocean has played an important role in regulating glacial-interglacial climate cycles by influencing the intensity of the biological CO₂ pump (Martin, 1990; Falkowski, 1997; Martínez-Garcia et al., 2011).

Manganese may influence the growth and species composition in certain low-Mn environments such as the subarctic Pacific and Southern Ocean, where Mn additions have been observed to stimulate algal growth in bottle incubation experiments (Buma et al., 1991; Coale, 1991). Mn occurs in the water oxidizing complex of photosystem II (which contains four Mn atoms), and thus is essential for oxygenic photosynthesis. Consequently, like iron, it is needed in higher amounts for algal growth at low light intensities (Raven, 1990; Sunda and Huntsman, 1998d; Figure 9B), such as the bottom of the photic zone where Mn concentrations are often lower than at the surface (Figure 2H). Mn also occurs in superoxide dismutase, an antioxidant enzyme that removes toxic superoxide radicals, produced as byproducts of photosynthesis (Peers and Price, 2004; Wolfe-Simon et al., 2006). Because it has fewer metabolic functions, its cellular growth requirement is less than that for iron (Figure 9A, B).

Quantitative requirements for Zn in marine phytoplankton are similar to those for Mn (Sunda and Huntsman, 1995a, 1998d). Zn is needed in a variety of essential proteins needed for cell growth and replication (da Silva and Williams, 1991). It occurs in carbonic anhydrase (CA), an enzyme that catalyzes the reversible reaction:

$\text{HC}{\text{O}}_3^{-}+{\text{H}}^{+}\leftrightarrow \text{C}{\text{O}}_2+{\text{H}}_2\text{O}$   (4)

Thus CA is critical to intracellular CO₂ transport and fixation and is needed to support the cell’s CO₂ concentrating mechanism(s) (Badger and Price, 1994). Higher amounts of this enzyme are needed at low CO₂ concentrations, leading to potential co-limitation by Zn and CO₂ in the ocean (Morel et al., 1994; Sunda and Huntsman, 2005). However, the ∼40% increase in CO₂ in the atmosphere and surface ocean waters from the burning of fossil fuels makes Zn-CO₂ co-limitation less likely in the modern ocean than in pre-industrial times. Zinc occurs in zinc finger proteins and RNA polymerase, involved in DNA regulation and transcription, and in tRNA synthetase, involved in tRNA translation into proteins (da Silva and Williams, 1991). It is also found in alkaline phosphatase, needed to acquire orthophosphate via hydrolysis of organic phosphate esters, which dominate phosphate pools in surface ocean waters with low P concentrations (Lomas et al., 2010). Consequently, Zn and P may co-limit algal growth in ocean regions where both nutrients occur at low levels such as the Sargasso Sea (Wu et al., 2000; Shaked et al., 2006; Jakuba et al., 2008). Zn additions have been found to stimulate algal growth in bottle incubation experiments in the subarctic Pacific and in some coastal upwelling regimes along the eastern margin of the Pacific, but the effects were modest relative to those for added Fe (Coale, 1991; Crawford et al., 2003; Franck et al., 2003). However, Zn addition had a large effect on algal species composition, and preferentially stimulated the growth of the coccolithophore E. huxleyi (Crawford et al., 2003), which has an unusually large cellular uptake and growth requirement for Zn/Co (Sunda and Huntsman, 1995a; see Figure 5). E. huxleyi and other coccolithophores are largely responsible for calcium carbonate formation and regulation of ocean water alkalinity, which in turn influences the air-sea exchange of CO₂ (Dymond and Lyle, 1985). Thus, by affecting the growth of coccolithophores, Zn (and possibly Co, see below) could indirectly affect atmospheric CO₂ and global climate.

Co and sometimes Cd can substitute for Zn in CA, alkaline phosphatase and other Zn enzymes, leading to complex interactions among the three metals in marine phytoplankton (Price and Morel, 1990; Sunda and Huntsman, 1995a; Xu et al., 2007; Jakuba et al., 2008; Saito and Goepfert, 2008; Figure 7). The presence of Cd in CA appears to explain its nutrient-like distribution in ocean waters (Figure 2E), and the identification of a unique Cd-CA enzyme in zinc-limited marine diatoms means that it functions as a micronutrient in these microalgae (Park et al., 2007; Xu et al., 2008). However, the substitution of Zn for Cd in this protein yields a more catalytically active enzyme (Xu et al., 2008), suggesting that Zn may have been evolutionarily the original metal center for this enzyme.

Co also occurs in vitamin B₁₂, an essential vitamin required for growth of many eukaryotic algal species (Croft et al., 2005). This vitamin is synthesized by bacteria but not by eukaryotic phytoplankton, resulting in potential interactions among Co availability, B₁₂-production by bacteria and B₁₂-utilization by eukaryotic algae in the ocean (Croft et al., 2005; Bertrand et al., 2007; Panzeca et al., 2008). A specific requirement for Co not involving B₁₂ or a metabolic replacement for Zn is seen in marine cyanobacteria, including members of the genera Synechococcus and Prochlorococcus, but the biochemical basis for this is not known (Sunda and Huntsman, 1995a; Saito et al., 2002). A similar Co-requirement for optimal growth is observed in the bloom-forming prymnesiophytes E. huxleyi (Sunda and Huntsman, 1995a; Jakuba et al., 2008) and Chrysochromulina polylepis (Granéli and Risinger, 1994). Because of its unique requirement by cyanobacteria, Co may influence their growth in the ocean, as demonstrated by growth stimulation of Synechococcus by added Co in the Costa Rico upwelling dome (Saito et al., 2005).

Copper is also an essential micronutrient. It occurs along with iron in cytochrome oxidase, the terminal protein in respiratory electron transport that reduces O₂ to H₂O (da Silva and Williams, 1991). And it occurs in plastocyanin, which substitutes for the iron protein cytochrome c₆ in photosynthetic electron transport in oceanic diatoms (Peers and Price, 2006), some cyanobacteria (Scanlan et al., 2009), and the prymnesiophyte E. huxleyi (Guo et al., 2012). It is also an essential component of the high-affinity iron transport system of at least some eukaryotic algae (Maldonado et al., 2006; Kustka et al., 2007) and possibly some oceanic cynaobacteria (Guo et al., 2012). Because Cu is needed for Fe uptake and can metabolically substitute for Fe, co-limitations can occur for Cu and Fe, as observed in diatom cultures (Peers et al., 2005; Annett et al., 2008), and also in deck-board incubation experiments in iron-limited ocean water (Coale, 1991). These co-limitations are most prevalent for oceanic algal species, where substitutions of Cu proteins (plastocyanonin and Cu/Zn-SOD) for iron enzymes (cytochrome c₆ and Fe-SOD) may help decrease the Fe growth requirements of oceanic species (Annett et al., 2008; Guo et al., 2012).

Nickel has only a minimal known usage in marine phytoplankton. It serves as the active metal center in urease, which hydrolyzes urea to ammonium. Consequently, it is essential for utilization of urea, an important nitrogen source in N-limited oceanic waters (Price and Morel, 1991). Recently a Ni-superoxide dismutase (Ni-SOD) was found to occur in marine cyanobacteria, a dominant group of picophytoplankton in open ocean waters (Dupont et al., 2008a,b). This finding may explain the unusually high Ni:P ratios in picoplankton (which were presumed to be cyanobacteria) in the equatorial Pacific (Twining et al., 2011). The Ni-SOD findings may be of significance evolutionarily as other forms of this critical antioxidant enzyme, which contain other metals in their catalytic centers (i.e., Fe-SOD, Mn-SOD, and Cu/Zn-SOD), are the main SODs in eukaryotic algae and virtually all land plants and animals. Thus, the occurrence of Ni-SOD in oceanic cyanobacteria may help to reduce the biochemical demand for other micronutrient metals (Fe, Zn, Cu, and Mn) which generally occur at lower concentrations than Ni in surface ocean waters (see Figures 2 and 3).

Mo occurs with Fe in several key N-assimilation enzymes, including nitrogenase and nitrate reductase (da Silva and Williams, 1991). Thus, it is important in the ocean’s nitrogen cycle; however, it is unlikely to limit algal growth due to the high concentration of molybdate ions in ocean water (105 nM; Collier, 1985). In addition to the Fe-Mo enzyme, some N₂-fixing bacteria also contain other isoforms of nitrogenase, one that contains a homologous Fe-S cluster without Mo in its active center and another that contains Fe and vanadium (Boyd et al., 2011). Thus Mo is not absolutely essential for N₂-fixation. However, the Fe-Mo enzyme is at least 50% more catalytically active than either of the other two isoforms which helps to minimize Fe-limitation of N₂-fixation in the ocean (Anbar and Knoll, 2002).

Biological Feedback on Seawater Chemistry

The interactions between trace metal nutrients and marine phytoplankton are reciprocal. While trace metals clearly influence the productivity and species composition of planktonic algae and bacteria, these microorganisms in turn have a profound effect on the chemistry and cycling of these metals in the ocean on a variety of time and spatial scales (Figure 1). One example of this interaction is the effect of algal uptake, particulate settling, and regeneration cycles on the vertical distribution and inter-ocean transfer of nutrient metals, as described earlier (Figures 2 and 3). In addition marine biota influence the chemical speciation of metals through a variety of processes: (1) the release of metal chelates and metal chelating ligands through zooplankton grazing, digestion, and defecation, and through viral lysis of cells and microbial degradation processes (Poorvin et al., 2004; Strzepek et al., 2005); (2) the active release of chelating compounds such as siderophores (Butler and Theisen, 2010) and polysaccharides (Hassler et al., 2011a), and (3) the reduction and oxidation of redox active metals (Fe, Mn, Co, and Cu) by various biological processes. These processes include the reduction of iron and copper by cell surface reductases (Strzepek et al., 2011) or by biologically produced reducing agents (Rose et al., 2005), reduction of metals within particulate reducing microzones generated by microbial respiration, and oxidation of Mn(II), Co(II), and Fe(II) to their respective oxides by specific groups of bacteria (Moffett and Ho, 1996).

One of the most important effects of microorganisms on trace metal chemistry is in mediating the production of organic ligands that chelate Fe, Cu, Zn, and Co, especially in oceanic environments where the supply of terrestrial humic materials and other land-derived chelators is minimal. This chelation minimizes the loss of these essential metals by abiotic (and biotic) particulate scavenging and thereby minimizes their loss from ocean waters. The organic carbon needed for the in situ formation of these ligands is ultimately derived from algal photosynthesis, and thus the production of these ligands is at least indirectly dependent on marine algal productivity. However, many of these ligands appear to directly result from biological processes, and at least some directly facilitate biological uptake of metals. The release of siderophores clearly facilitates biological uptake of iron, as the releasing bacteria have specific transport systems for active uptake of iron-siderophore chelates (Butler and Theisen, 2010). However, most iron-siderophore chelates are orders of magnitude less available for algal uptake than is unchelated Fe′ (Shaked et al., 2005), and thus, in facilitating their own iron uptake, the bacteria could inadvertently lessen the uptake of iron by phytoplankton. Such an effect in turn could lessen photosynthetic production of organic carbon on which the bacteria depend for growth and survival. To avoid this conundrum, nature may have devised a clever mechanism to allow the bacteria to sequester iron for their own use, and at the same time make it more available to support photosynthetic fixation of carbon in sunlit surface ocean waters. Unlike the siderophores produced by soil and enteric bacteria, whose iron-siderophore chelates are unaffected by exposure to sunlight, the iron chelates of most siderophores produced by near-surface marine bacteria undergo photolysis owing to the presence of alpha hydroxy-carboxylate functional groups (Barbeau et al., 2003; Vraspir and Butler, 2009; Butler and Theisen, 2010). By contrast, these photoactive functional groups are relatively rare in terrestrial siderophores (Barbeau et al., 2003). The photolysis of the siderophore chelates can substantially increase the steady state concentrations of biologically available Fe(II)′ and Fe(III)′ species, and thereby increases the uptake of iron by phytoplankton, as directly shown in culture experiments with marine diatoms and dinoflagellates (Barbeau et al., 2001; Amin et al., 2009). In this way the bacteria are not only able to increase the availability of iron to themselves, but to phytoplankton in sunlit surface waters, thereby promoting the photosynthetic production of organic carbon needed for bacterial growth and reproduction, and ultimately for the production of siderophores. It is noteworthy that the marine bacteria found in close mutualistic association with marine dinoflagellates and cocolithophores produce a weaker iron-siderophore (vibrioferrin; log K_Fe′ = 10.9), which contains two alpha hydroxy ligand groups, and is 10- to 20-times more photoreactive than the siderophores produced by free living marine bacteria (Amin et al., 2009). The in situ photolysis of this siderophore in the presence of attenuated sunlight increased the iron uptake rate in the dinoflagellate Scrippsiella trochoidea by 20-fold but also increased the iron uptake rate by the producing bacterium (Marinobacter sp.) by 70% (Amin et al., 2009). Here the photolysis reaction not only promoted iron uptake by the mutualistic algal partner, but also by the siderophore-producing bacterium.

There is also evidence that the strong ligands that tightly chelate Cu in seawater are produced by phytoplankton, especially cyanobacteria. In stratified waters of the North Pacific and Atlantic such strong Cu-binding ligands often occur at highest levels near the deep chlorophyll maximum where cyanobacteria are abundant (Coale and Bruland, 1988, 1990; Moffett, 1995). The chelators appear to perform an important function of detoxifying copper. In the presence of the Cu-chelators the average Cu′ in surface Northeast Pacific waters occurred at a non-toxic concentration (1.2 pM; Table 1) while in their absence Cu′ levels would have been 500 pM, a level toxic to many marine phytoplankton (Brand et al., 1986; Coale and Bruland, 1988). Ligands having similar Cu-binding strength (log K_Cu′ = 11.8) as many of the strong chelators in surface seawater are produced by Synechococcus, an abundant group of oceanic cyanobacteria, that are particularly sensitive to copper toxicity (Brand et al., 1986; Moffett, 1995; Moffett and Brand, 1996). In experiments with Synechococcus, the production of the ligand was greatly enhanced in response to additions of toxic levels of Cu, indicating that the cyanobacteria can actively modulate the availability and toxicity of Cu in their external environment via production of Cu-chelators. Similar enhanced ligand production in response to added Cu was observed in cultures of eukaryotic phytoplankton, but the stability constants for Cu-binding by these ligands (log K_Cu′ = 9.2–10.8) were lower than those for the chelators released by Synechococcus (Croot et al., 2000).

There is also evidence from laboratory and field experiments that the strong ligands that chelate Co in seawater are also produced by cyanobacteria, and that these ligands, like siderophores, facilitate the uptake of the chelated metal (Co) by these organisms (Saito et al., 2002, 2005).

Thus, trace metal nutrients and planktonic communities comprise an interactive system in the ocean in which each exerts a controlling influence on the other (Figure 1). On longer geological time scales, the feedback interactions between microorganisms and the chemistry and availability trace metals have been profound, and have substantially influenced the overall chemistry and cycling of major biological elements (C, O, H, N, and S) in the ocean and the earth as a whole, and have had a major impact on the evolution of life on this planet (da Silva and Williams, 1991). Currently, the air we breathe and virtually the entire ocean contain high concentrations of dioxygen molecules (O₂), generated over billions of years from the release of O₂ as a byproduct of oxygenic photosynthesis. Because of the presence of O₂, the modern ocean is oxidizing, which as noted previously, limits the solubility of critical trace metal nutrients (Fe, Co, and Mn) whose stable oxidation states under oxic conditions are sparingly soluble Fe(III) oxyhydroxides and insoluble Co(III) and Mn(IV) oxides. However, prior to the advent of oxygenic photosynthesis ca 3 billion years ago (Blankenship et al., 2007) and the appearance of O₂ in the atmosphere 2.4–2.3 billion years ago (Bekker et al., 2004), the chemistry of the atmosphere and the ocean were far different from what exists today. There was no free O₂ and the entire ocean, and earth’s surface and atmosphere were chemically much more reducing (da Silva and Williams, 1991). Under these conditions the stable redox states of Fe, Mn, and Co were soluble Fe(II), Mn(II), and Co(II), and that of copper was Cu(I). Furthermore, the stable redox form of sulfur was sulfide (S[-II]), rather than sulfate (S[VI]), which occurs in present day seawater at a high concentration (28 mM). The presence of moderate to high levels of sulfide greatly restricted the availability of Zn, Cu, Mo, and Cd, which form insoluble sulfide precipitates and biologically less available metal sulfide complexes; but it had a much a lesser impact on other metals [Mn(II), Fe(II), Co(II), and Ni(II)] which form much more soluble metal sulfides (da Silva and Williams, 1991; Saito et al., 2003). Thus, early life in the ocean likely evolved in an environment of high availability of Fe, Mn, Co, and Ni and much lower availabilities of Zn, Mo, Cu, and Cd, contrasting the situation in the modern ocean.

Given the utility of Fe as a versatile redox catalyst and its abundance in the earth’s crust and early ocean, it is perhaps not surprising that this metal was utilized in the evolution of many of the central redox catalysts of life (Mauzerall, 2007). It occurs in high amounts in the redox centers of nitrogenase responsible for N₂ reduction to NH₃ and in the various cytochromes and Fe-S redox centers involved in anoxygenic and oxygenic photosynthesis (da Silva and Williams, 1991; Raven et al., 1999). In addition, the abundant soluble Mn(II) in the ancient ocean was utilized in the evolution of the water oxidizing centers of photosystem II, which allowed cyanobacteria to utilize abundant water molecules as a photosynthetic electron donor, thereby freeing photosynthetic primary producers from the need to utilize much less abundant substrates such as sulfide or ferrous ions (Mauzerall, 2007). The resultant oxidation of H₂O to O₂ and burial of photosynthetically produced organic carbon in marine sediments and sedimentary rocks, slowly (over 1–2 billion years) oxidized Fe(II) to Fe(III) oxides and sulfide minerals to soluble sulfate, ultimately resulting in the buildup of free O₂ first in the atmosphere and surface ocean beginning ca. 2.3 billion years ago, and gradually in the ocean as a whole by ∼500–600 million years before present (Anbar and Knoll, 2002; Katz et al., 2007). The precipitation of ferric oxides from the sea has resulted in the chronic Fe-limitation of C-fixation and N₂-fixation that we currently observe in the ocean. However, this negative effect is more than offset by the large amount of biological energy produced by O₂-dependent respiration utilized by all present day plants and animals and most aerobic microbes. Indeed the large amount of energy obtained from the respiratory reaction of O₂ with organic molecules likely was essential for the development of multicellular forms of life, paving the way for the evolution of mammals, including man (Mauzerall, 2007). Furthermore, the release of Zn, Cu, Mo, and Cd from insoluble sulfides and biologically unavailable sulfide complexes allowed for the proliferation of numerous enzymes utilizing these metals (including many Zn and Cu enzymes), many of which appear to have evolved following the appearance of free O₂ (da Silva and Williams, 1991). Thus, evolution has involved a continuous feedback between biological systems and the surrounding chemical environment, with biological trace metal catalysts playing a central mediating role in this process.

Conflict of Interest Statement

The author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Acknowledgments

I thank Mark Vandersea for help in formatting the figures and Yeala Shaked, Christel Hassler, and Ken Bruland for useful comments.

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