Fornix as an imaging marker for episodic memory deficits in healthy aging and in various neurological disorders
Vanessa Douet
Linda Chang- Department of Medicine, John A. Burns School of Medicine, University of Hawaii, Honolulu, HI, USA
The fornix is a part of the limbic system and constitutes the major efferent and afferent white matter tracts from the hippocampi. The underdevelopment of or injuries to the fornix are strongly associated with memory deficits. Its role in memory impairments was suggested long ago with cases of surgical forniceal transections. However, recent advances in brain imaging techniques, such as diffusion tensor imaging, have revealed that macrostructural and microstructural abnormalities of the fornix correlated highly with declarative and episodic memory performance. This structure appears to provide a robust and early imaging predictor for memory deficits not only in neurodegenerative and neuroinflammatory diseases, such as Alzheimer's disease and multiple sclerosis, but also in schizophrenia and psychiatric disorders, and during neurodevelopment and “typical” aging. The objective of the manuscript is to present a systematic review regarding published brain imaging research on the fornix, including the development of its tracts, its role in various neurological diseases, and its relationship to neurocognitive performance in human studies.
Introduction
The fornix is part of the limbic system that comprises cortical and subcortical structures. The cortical structures include cingulate and parahippocampal gyri, as well as the entorhinal cortex. The subcortical structures comprise the amygdalae, septal nuclei, nucleus accumbens, mammillary bodies, hypothalamus, anterior nucleus of the thalami, hippocampi and fornix.
The limbic system was first described by Pierre Paul Broca [1827–1880] (Broca, 1890) and was proposed to be the circuit of emotional experience and behavior by James W. Papez [1883–1958] (Papez, 1937). Later, its functions were linked to pleasure and reward, as well as memory and integration of memories (Rajmohan and Mohandas, 2007). Episodic memory belongs to the long-term memory system, and refers to conscious recollection of specific events (episodes) and contexts (time and place). Episodic memory frequently declines with aging and often becomes deficient in neurodegenerative diseases (Samson and Barnes, 2013) and psychiatric disorders (White et al., 2008). The critical subcortical structure for memory functions is the hippocampus (Penfield and Milner, 1958). As the major efferent white matter tract from the hippocampus, the fornix was frequently evaluated in relation to hippocampi and to memory impairments, especially to deficits in episodic memory (Yanike and Ferrera, 2014). Cumulative data from structural and diffusion tensor imaging (DTI) studies suggest that forniceal measures correlate with episodic memory performance in various neuropathological conditions, as well as during “typical” brain development and brain aging. The fornix appears to be a robust imaging predictor of episodic memory performance, independent of age and the etiology that may affect the integrity of the fornix.
In this review, we will focus on the findings from imaging studies of the fornix including its development, its implication in cognitive performance, and the structural changes associated with typical aging and neurodegenerative disorders. After a brief description of its anatomy, we will summarize the studies conducted on the forniceal formation across the lifespan, particularly those assessed by DTI which provided much new knowledge in our understanding of the fornix. We will then concentrate on diseases that may lead to an impaired or underdeveloped fornix and its likely consequences on cognitive performance, particularly in episodic memory.
Materials and Methods
We searched in the PubMed® database for relevant publications during the last decade (last update on 2014 November 15th). Our search terms included “MRI,” “DTI,” diseases of interest, “aging,” “development,” “cognition,” “memory” in combination with “fornix.” 482 results were obtained. We screened the abstracts and included only the papers that were original, published in English and referred to human research. However, the most important selection criterion was that the studies explicitly reported imaging findings of the fornix. Conference abstracts and case reports were excluded. After screening all relevant studies and excluding those papers not fulfilling the inclusion criteria, we evaluated 143 studies in further detail.
Anatomy of the Fornix (Figure 1)
The fornix of the brain is a C-shaped structure that projects from the posterior hippocampus to the septal area and hypothalamus. As the hippocampus terminates near the splenium of the corpus callosum, the fimbria becomes a detached bundle, the crus of the fornix. The two crura merge medially to form the body of the fornix. At the interventricular foramen, the body of the fornix diverges into the two adjacent columns that pass through the middle of the hypothalamus toward the mammillary bodies (Figure 1A).
Figure 1. The fornix across lifespan. (A) Anatomy of the fornix in the adult brain. Courtesy of Dr. Kenichi Oishi. (B) 3D reconstruction of the developmental tract of the fornix from 13 weeks of gestational age to adulthood. (C) Developmental trajectories of forniceal volume (blue) and FA (red) from birth to 90 years old. (Adapted from Huang et al., 2006 and Huang et al., 2009). Yellow, the fornix; Green, the hippocampus; Purple, cingulum; Blue, Thalamus.
The fornix is the largest efferent pathway from the hippocampus, and belongs to the “Papez circuit,” which is also referred to as the limbic system. Forniceal fibers from the forebrain project to the anterior nucleus of the thalami, the mammillary bodies, hypothalamus, the septal nuclei and the ventral striata. Some fibers of the precommissural fornix spread beyond the septal nuclei and the ventral striata, and reach the orbital and anterior cingulate cortices. Forniceal fibers also contact the entorhinal cortex, amygdalae and back-project to the posterior cingulate gyrus (Nolte, 2009). The Papez circuit, or the limbic system, is involved in learning, memory, emotion and social behavior (King et al., 2013).
Normal Development and Aging of the Fornix (Table 1)
On T1-weighted MRI, the left and right columns of the fornix are difficult to delineate, and are mainly treated as a single central structure that diverges into both cerebral hemispheres. Forniceal changes are often associated with abnormalities in surrounding structures, resulting in structural distortions that are difficult to assess. However, DTI can differentiate more easily the fornix from surrounding structures, and can quantify microstructural changes within the fornix. DTI characterizes the three-dimensional diffusion of water molecules and provides information on the integrity of tissue microstructures. The fractional anisotropy (FA) value indicates the architectural degree of the tissue, which may be influenced by the amount of myelination, the coherence of axonal fibers, or a combination of both, while the mean diffusivity (MD) value is a measure of the overall averaged water diffusion within a volume of tissue. For instance, a lower than typical FA observed during development of healthy children might indicate hypomyelination or slower growth of the axons, while a decline in FA might reflect either demyelination or a decline in the number of myelinated axonal fibers, or both. An increase in MD is associated with either neuronal damage or degeneration of microstructural barriers such as cell membranes. Loss of myelin typically increases radial diffusivity (RD), whereas axial diffusivity (AxD) may be a more specific marker of axonal damage (Song et al., 2002, 2003).
Table 1. Fornix metrics across the lifespan.
Recently, the development of the fornix across the lifespan has become an active area of investigation because of the quality of visualization which is possible with DTI. However, only a small minority of these studies was conducted longitudinally (Table 1).
On the post-mortem human fetal brain, the fornix can be identified on MRI as early as 10 weeks of gestation (Rados et al., 2006). DTI techniques showed that the fornix is one of the most prominent tracts in the fetal brain and its entire tract is fully formed by 13 gestational weeks (Huang et al., 2006, 2009). At birth, the fornix is more prominent compared to the other brain fiber tracts and this phenotype is retained during infancy (Hermoye et al., 2006; Dubois et al., 2008). The development of fornix is thought to be completed by age 5 years (Hermoye et al., 2006; Dubois et al., 2008; Lebel et al., 2012) (Figure 1B). However, three cross-sectional (Lebel et al., 2012; Sala et al., 2012; Douet et al., 2014) and two longitudinal (Simmonds et al., 2014) DTI studies that investigated the volume and/or white matter integrity and density of the fornix showed its development through adolescence, and further age-related changes of the fornix throughout the lifespan (Figure 1C). Forniceal (body/column and crescent) FA exhibits an inverted U-shaped curve while the MD shows a U-shaped curve, and both peak at late adolescence (maximum at 19.5 years for FA and minimum at 17.8 years for MD) (Lebel et al., 2012; Sala et al., 2012). A recent longitudinal study reported no significant changes in the developmental trajectory of FA of the forniceal body/column, while FA in its crescent portion continues to increase during adolescence [13–16 years] (Simmonds et al., 2014). These findings suggest that the age-related changes of FA observed in the cross-sectional studies were primarily due to changes in the crescent rather than in the body/column of the fornix. Before peaking at late adolescence, the fornix has the steepest age-dependent increase in MD amongst all major tracts (Lebel et al., 2012; Sala et al., 2012), with AxD and RD showing more than 2% change per year (Simmonds et al., 2014). Interestingly, age-related increase of AxD, i.e., accelerated prunning, was found in the left hemisphere but not in the right hemisphere during childhood and adolescence (Simmonds et al., 2014). Similarly, asymmetric atrophy of the hippocampus and fornix were reported in several neurological disorders such as schizophrenia (Crow et al., 1989; DeLisi et al., 1997; McDonald et al., 2000; Chance et al., 2005; Mitchell and Crow, 2005; Mitelman et al., 2005), bipolar disorders (Brisch et al., 2008), temporal lobe epilepsy (Baldwin et al., 1994; Hori, 1995; Kim et al., 1995; Kuzniecky et al., 1999), and in some patients with traumatic brain injury (Tate and Bigler, 2000; Tomaiuolo et al., 2004). Therefore, finding a more sensitive neuroimaging marker to assess the forniceal lateralization, such as AxD of the fornix, may be useful for early diagnosis of these disorders.
Prior to adulthood, the forniceal volume also exhibits an inverted U-shaped curve with age, and thereafter an age-dependent decrease in the volume in both longitudinal and cross-sectional studies (Pagani et al., 2008; Giorgio et al., 2010; Michielse et al., 2010; Lebel et al., 2012; Sala et al., 2012; Fletcher et al., 2013).
During adulthood, the white matter integrity and density of the fornix typically decrease with age across DTI studies (Stadlbauer et al., 2008; Lee et al., 2009; Yasmin et al., 2009; Michielse et al., 2010; Sullivan et al., 2010; Lebel et al., 2012; Sala et al., 2012; Fletcher et al., 2013; Sasson et al., 2013). The majority of the studies found age-related decreases of the forniceal FA (Stadlbauer et al., 2008; Yasmin et al., 2009; Zahr et al., 2009; Burzynska et al., 2010; Michielse et al., 2010; Jang et al., 2011; Metzler-Baddeley et al., 2011; Lebel et al., 2012; Sala et al., 2012; Fletcher et al., 2013; Pelletier et al., 2013; Sasson et al., 2013), and only two studies showed no changes with age (Lee et al., 2009; Sullivan et al., 2010). Findings on the diffusivities (MD, AxD and RD) are less consistent and varied depending on the region of interest (crus, body/column or the entire fornix). While the majority of the studies found diffusivities (MD, AxD and RD) of the fornix increase with age (Stadlbauer et al., 2008; Yasmin et al., 2009; Zahr et al., 2009; Burzynska et al., 2010; Sullivan et al., 2010; Jang et al., 2011; Lebel et al., 2012; Sala et al., 2012; Sasson et al., 2013; Simmonds et al., 2014), several studies reported either age-related decrease of MD and AxD (Michielse et al., 2010) or no changes in the fornix with age for MD (Lee et al., 2009) and RD (Michielse et al., 2010) across the age span of 10 to 80 years. White matter maturation follows sex-specific differential trajectories (Westerhausen et al., 2004; Schmithorst et al., 2008; Asato et al., 2010). Girls showed maturation of white matter integrity earlier than boys (Asato et al., 2010). In particular, girls showed greater age-dependent increase of MD in associative regions compared to boys. Furthermore, tendencies for age-related increase of FA were found in the right hemisphere for girls but in the left hemisphere for boys. These sex-specific brain differences parallel the pubertal changes that occur during adolescence, suggesting that hormonal changes might influence white matter maturity. However, the few studies that examined the relationships between physical pubertal maturity and circulating hormones on white matter maturation were underpowered by sample size(Peper et al., 2008, 2009). Nevertheless, discrepancies on diffusivities between DTI studies are not due to differences in age range and sex distribution, since they are similar across all of these studies. The image processing methods for these studies are also similar between those that showed conflicting results. Therefore, sample size or inter-subject variations might have contributed to the different findings regarding the age-related changes in FA and MD.
Overall, the fornix is one of the earliest white matter tracts to mature. After its maturation peaks during late adolescence, the fornix begins to “atrophy” throughout the remainder of the lifespan. However, “pruning” rather than degenerative processes likely contribute to the early decreases in forniceal volume. More detail anatomical assessments of the fornix (column, body, and crus) and more systematic evaluations across a larger age range, followed longitudinally, are needed to better characterize the developmental trajectories of the fornix.
Relationship with cognition
Fibers from the fornix comprise the main cholinergic input to the hippocampi and major efferent pathways from the hippocampi to the anterior thalamic nuclei, mammillary bodies, striata, and prefrontal cortices. These anatomical connections are involved in memory networks, which demonstrate that the fornix plays a critical and central role in memory tasks, particularly episodic memory. However, few studies investigated the relationships between forniceal metrics and memory tasks during typical development and aging. During childhood [3–20 years], larger forniceal volume was correlated with better episodic memory scores in healthy children. But this relationship was reversed in those carrying the NRG1-T-risk alleles for schizophrenia and psychosis (Douet et al., 2014). During young adulthood [22–31 years], greater FA in the fornix was associated with better episodic memory scores, especially with spatial recognition (Rudebeck et al., 2009). Similarly, across studies of young adults and older adults, forniceal FA correlated positively with working memory (Zahr et al., 2009), episodic memory (Rudebeck et al., 2009), and with both verbal and visual recall tasks (Rudebeck et al., 2009; Zahr et al., 2009; Metzler-Baddeley et al., 2011). A 4-year longitudinal follow-up study of healthy older adults found that lower forniceal volume and higher AxD at baseline predicted conversion to cognitive impairments (mild cognitive impairment or dementia) (Fletcher et al., 2013). Therefore, volumetric and white matter changes of the fornix appear to be effective biomarkers to validate or corroborate with memory performance across the lifespan, and to predict hippocampal function (Aggleton et al., 2000; Rudebeck et al., 2009; Fletcher et al., 2013; Pelletier et al., 2013).
Fornix as a Predictor of Memory Deficits
Early studies in humans did not report associated memory deficits after lesion of the fornix (Garcia-Bengochea and Friedman, 1987). More recent studies, however, consistently reported deficits in several cognitive abilities, especially in episodic memory, in patients with injuries to the fornix (Gaffan et al., 1991; Squire and Zola-Morgan, 1991; Aggleton et al., 2000). Moreover, as part of the limbic system, fornix degeneration may precede hippocampal dysfunction, and may predict conversion to cognitive impairment better than hippocampal atrophy (Fletcher et al., 2013). Hence, assessments of the fornix have recently become a major research focus in determining its role in neurological disorders that are associated with memory impairments.
Alzheimer disease and dementia syndromes (Table 2)
Alzheimer disease (AD) and mild cognitive impairment (MCI) can be distinguished from normal aging by the different clinical syndromes (Petersen et al., 2001). MCI includes amnestic MCI (aMCI) and non-amnestic MCI (naMCI) (Petersen, 2004), depending on the memory impairment features. While naMCI patients tend to develop frontotemporal dementia or other types of dementias with broader cognitive deficits, aMCI patients are at risk for Alzheimer's disease (Mielke et al., 2014). In the US population, the prevalence of MCI ranges from 3 to 19% depending on the studies. About 40% of MCI patients will develop AD or other dementias, while most of MCI patients stay stable, and some even revert to a healthy control diagnosis (Mielke et al., 2014). Therefore, understanding prodromal AD and predicting accurately when MCI will convert to dementia can lead to early diagnosis and prevention of dementia when effective preventive strategies become available.
Table 2. Forniceal macro- and micro-structure alterations in patients with Alzheimer's disease and mild cognitive impairments.
The neuropathology of AD is characterized by the presence of extracellular beta-amyloid plaques and intracellular neurofibrillary tangles that both lead to neuronal dysfunction and apoptosis (Bossy-Wetzel et al., 2004). Neurofibrillary tangles result from the intracellular oligomerization of the microtubule-associated protein Tau. The deposition of neurofibrillary tangles begins primarily in the limbic system structures, initially in the entorhinal cortex and the medial temporal regions, then progressively spread across the cerebral cortex. Hippocampal and entorhinal cortical atrophy assessed with MRI is well documented in patients with AD (Teipel et al., 2013), and in many with MCI (Pihlajamaki et al., 2009). Furthermore, this observation has extended the investigation of all limbic structures in relation to disease progression and cognitive performance.
The fornix is atrophied in MCI and AD patients compared to healthy controls, (Callen et al., 2001; Copenhaver et al., 2006; Ringman et al., 2007; Hattori et al., 2012) as confirmed by a longitudinal follow-up study (Douaud et al., 2013). Furthermore, in a large cohort of 79 aMCI and 204 healthy controls (HC), the volume of the crus of the fornix more specifically discriminated between MCI and HC (Cui et al., 2012).
Decreased FA of the fornix, on DTI, was found to be more sensitive than decreases in volume and/or area, on structural MRI, for predicting AD progression, since decreased FA preceded the atrophy more than two years prior to conversion from MCI to AD (Douaud et al., 2013). AD patients had lower FA (Liu et al., 2011b; Metzler-Baddeley et al., 2012) and higher MD and RD in the fornix compared to healthy controls (Mielke et al., 2009; Stricker et al., 2009; Liu et al., 2011b; Hattori et al., 2012; Huang et al., 2012; Oishi et al., 2012; Nowrangi et al., 2013; Zhuang et al., 2013), and at disease onset as defined by comparison between MCI and/or early onset AD patients (Mielke et al., 2009; Zhuang et al., 2010; Liu et al., 2011b; Oishi et al., 2012; Canu et al., 2013; Douaud et al., 2013; Nowrangi et al., 2013). A similar phenotype of lower FA in the fornix was found also in patients with genetically inherited dementias in comparison to controls (Ringman et al., 2007). Longitudinal studies showed that the magnitude of age-related changes of DTI metrics is similar between AD, MCI and healthy controls (Mielke et al., 2009, 2012; Oishi et al., 2012), suggesting that abnormal forniceal FA and MD are likely to predict convertion from MCI to AD.
Lower FA and higher diffusivity metrics in the fornix were associated also with worse performance on short- and long-term memory tasks and with clinical dementia evaluations in AD and MCI patients (Ringman et al., 2007; Mielke et al., 2009, 2012; Kantarci et al., 2011; Zhuang et al., 2013), as well as in healthy controls (Sexton et al., 2011; Oishi et al., 2012; Nowrangi et al., 2013). These cognitive measures showed deficits in verbal memory (i.e., California Verbal Learning Test, Hopkins Verbal Learning Test) and visual memory (Rey-Osterrieth Complex Figure Test), as well as in more global measures (MMSE and Clinical Dementia Rating).
Therefore, measurements of macro- and micro-structural changes in the fornix may provide preclinical surrogate markers to predict the development of Alzheimer disease and allow early treatment in these patients.
Schizophrenia (SCZ) (Table 3)
Clinical signs, brain imaging and genetic studies all contributed to the hypothesis that schizophrenia and psychiatric diseases are neurodevelopmental disorders (Rapoport et al., 2012) with neurodegenerative components (Vita et al., 2012). In addition, findings from postmortem and neuroimaging studies suggest that white matter maturation and myelination processes are disrupted in schizophrenia, which might trigger its symptoms (Heckers et al., 1991; Arnold et al., 1995) or lead to age-related white matter loss and cognitive decline (Chang et al., 2007; Kochunov and Hong, 2014). Brain abnormalities in SCZ patients occur in the paralimbic and temporolimbic regions (Kasai et al., 2003), which are involved in episodic memory. Incidentally, episodic memory impairment is one of the most consistent phenotype for schizophrenia (Schaefer et al., 2013). Since the fornix is part of the limbic system, and is involved in episodic memory, it has been evaluated with histopathology and brain imaging in SCZ patients.
Table 3. Forniceal macro- and micro-structure alterations in schizophrenia and psychiatric disorders.
Histopathologic studies showed that SCZ men, but not women, had greater than normal fiber density in the left fornix, suggesting sex and hemisphere specific alterations in the myelination of the fornix in schizophrenia (Chance et al., 1999). However, the fornix volume and cross-sectional area were found to be similar between SCZ patients and healthy adult controls in postmortem brain tissues (Brisch et al., 2008), and in an in vivo MRI study (Zahajszky et al., 2001). In contrast, larger fornices were found on MRI of adolescent SCZ (ages 16–17 years, both males and females) compared to healthy controls and to patients with other serious psychiatric disorders (Davies et al., 2001). These variable findings regarding the forniceal volume might have resulted from the different subject populations and the less well defined fornix structures on these earlier structural MRI studies.
Findings on the fornix measurement have been more consistent across DTI studies. Using tractography, forniceal bundle volume in SCZ adolescents and adults were smaller [−11–16%] than in healthy controls (Kuroki et al., 2006; Kendi et al., 2008). The various DTI studies and approaches, using tractography, regions of interest (ROI) and tract-based spatial statistics (TBSS), consistently showed that FA of the fornix is lower in SCZ patient compared to healthy control. The lower than normal FA appears early at the onset of SCZ, which typically occurs just before adolescence (Davenport et al., 2010). This phenotype was reported in adolescent patients with their first episode of SCZ (Lee et al., 2009), in SCZ young adults (Luck et al., 2010; Fitzsimmons et al., 2014) and in mid-life SCZadults (Kuroki et al., 2006; Takei et al., 2008; Fitzsimmons et al., 2009; Abdul-Rahman et al., 2011), suggesting that lower than “normal” FA is a stable marker for SCZ that is retained throughout the lifespan. Lower FA in SCZ patients is frequently accompanied by either higher MD (Kuroki et al., 2006; Takei et al., 2008), RD (Abdul-Rahman et al., 2011) or both (Fitzsimmons et al., 2014). Findings on AxD are less consistent. Two studies showed no changes in AxD between SCZ patients and healthy controls (Kendi et al., 2008; Abdul-Rahman et al., 2011), whereas another study found higher AxD along with higher MD and RD in young adults with first episode schizophrenia (Fitzsimmons et al., 2014). The higher RD was suggested to be a marker of myelin disruption, higher MD a marker of atrophy, while AxD may reflect axonal disruption (Song et al., 2005). Therefore, the lower FA and higher diffusivities involving all three measures (MD, RD and AxD) possibly reflect alterations in both myelin and axons. These alterations are notable in the fornix already at illness onset, but the causative mechanism is not yet defined. Moreover, the functionality of the forniceal changes and their impacts on the limbic network is still unclear. Some studies found no association between forniceal metrics and either cognitive or clinical measures (Zahajszky et al., 2001; Fitzsimmons et al., 2009, 2014; Lee et al., 2013), while others reported that lower FA correlated with greater psychopathology (Abdul-Rahman et al., 2011) and higher medication dosage in SCZ patients (Kuroki et al., 2006). Lower FA and/or higher MD was further associated with greater episodic memory impairments (verbal and visual memory tests) in SCZ patients (Nestor et al., 2007; Takei et al., 2008; Lee et al., 2013). In healthy controls, these correlations between FA and visual and verbal memory tasks were also observed (Nestor et al., 2007; Fitzsimmons et al., 2009).
In conclusion, abnormalities in the fornix are found in SCZ patients and are most likely due to degeneration, involving both axonal injury and demyelination, of the fornix. To some extent, these microstructural abnormalities in the fornix may serve as an imaging marker for disease severity in schizophrenia, although it remains unclear whether these changes in the fornix contribute to disruption of the limbic networks and to hippocampal atrophy. In addition, DTI metrics (FA and MD) appear to be sensitive indicators of injury to the fornix and subsequent memory deficits in SCZ patients. Further investigations using these metrics, in addition to other imaging modalities (e.g., evaluating brain network connectivities), are needed to follow patients longitudinally from the prodromal period to the first episodes to understand further the evolution of the neuropathology of schizophrenia.
Multiple Sclerosis and other neurodegenerative diseases (Table 4)
Multiple Sclerosis (MS) is an autoimmune demyelinating disease that is characterized by the infiltration of macrophages and T-cells that activate glia and microglia, which lead to fulminant neuroinflammation and intense demyelination of nerve fibers (Pivneva, 2008). About half of the MS patients develop cognitive deficits and most frequently, episodic memory deficits (Brissart et al., 2011). As parts of the limbic system, both the hippocampus and the fornix were often found affected in MS patients. Compared to healthy controls, MS patients had lower magnetization transfer ratio (MTR) in the right fornix, but this abnormality in the fornix did not correlate with cognitive performance (Ranjeva et al., 2005). Using TBSS, tractography or ROI, MS patients consistently showed lower FA with higher MD and RD in the fornix than healthy controls across studies and during adulthood (Smith et al., 2006; Dineen et al., 2009, 2012; Roosendaal et al., 2009; Fink et al., 2010; Kern et al., 2012; Koenig et al., 2013; Syc et al., 2013). Findings on AxD in the fornix were less consistent and less systematically investigated. Forniceal AxD showed either no group differences (Dineen et al., 2012) or higher values in MS compared to healthy controls (Roosendaal et al., 2009; Syc et al., 2013). In most of these studies, MS patients with lower FA and higher diffusivity metrics in the fornix had poorer performance in verbal and visual memory or recall and greater episodic memory impairments (Brief Visual Memory Test-Revised) (Dineen et al., 2009, 2012; Koenig et al., 2013, 2014; Syc et al., 2013). Moreover, these forniceal DTI metrics correlated with Expanded Disability Status Scale (EDSS) and disease duration in these MS patients (Syc et al., 2013; Koenig et al., 2014).
Table 4. Forniceal macro- and micro-structure alterations in multiple sclerosis and other neurodegenerative diseases.
Altogether, these findings showed that DTI metrics in the fornix are consistently abnormal in MS patients. Since DTI measures in the fornix can assess disease severity, they may be useful for monitoring MS disease progression. Furthermore, forniceal DTI metrics correlated with hippocampal volume in patients with MS, and DTI measures in the fornix had an even stronger association with visual and episodic memory than the hippocampal volume (Koenig et al., 2014). Therefore, similar to patients who convert from MCI to AD, longitudinal forniceal DTI measures may be useful in predicting hippocampal abnormalities and memory deficits in MS patients.
Parkinson's disease. Parkinson's disease (PD) is most commonly regarded as a movement disorder (Gelb et al., 1999), since degeneration of the nigrostriatal dopaminergic system leads to dysfunction of the motor system with the four cardinal signs of tremors, bradykinesia, rigidity and postural instability. However, dopamine also mediates attention and working memory, which are requried for most higher level cognitive function, Therefore, PD patients commonly develop dementia and cognitive deficits including deficits in executive function, attention, language and memory (Zgaljardic et al., 2003; McKinlay et al., 2010). Few studies investigated the fornix in PD patients using DTI. Similar to AD patients, MD of the fornix was higher in PD patients than in healthy adults (Kim et al., 2013), and higher MD correlated with worse short-term non-verbal memory (Zheng et al., 2014). However, since many dementia patients have co-occurrence of AD and PD, it remains unclear whether the fornix abnormalities are related specifically to PD. Depression is also common amongst PD patients, and those with depression showed lower FA in the frontal white matter than PD patients without depression; although the fornix was not specifically evaluated in this study, and the temporal white matter showed no group difference (Matsui et al., 2007). Another DTI study found that PD patients with excessive daytime sleepiness (Epsworth Sleepiness Scale ≥ 10) had significantly lower FA in their fornix compared to controls (Matsui et al., 2006). Therefore, abnormalities in the fornix appear to contribute to the co-morbid symptoms beyond the extrapyramidal system, such as memory deficits and excessive daytime sleepiness in patients with PD.
Epilepsy. Since a large number of etiologies exist for epilepsy, the fornix may or may not be affected depending on whether this major efferent white matter tract from the hippocampi is affected by the lesion or condition that caused the epilepsy. For instance, mesial temporal sclerosis (MTS) causes temporal lobe epilepsy (TLE), and is frequently accompanied by forniceal atrophy and lower FA when the fornix of these patients are compared to non-epileptic controls (Baldwin et al., 1994; Kim et al., 1995). Decreased fornix volumes and lower FA were often associated with ipsilateral hippocampal sclerosis, both quantitatively and qualitatively (Baldwin et al., 1994; Kuzniecky et al., 1999), and appear to be a good predictor of TLE with accurate lateralization. Therefore, evaluating the fornix and its asymmetry, even with visual interpretations, may be useful in support of presurgical planning (i.e., for surgical resection) for patients with medically intractable TLE. In addition, low frequency depth electrode stimulation of the fornix led to hippocampal and posterior cingulum responses, demonstrating these functional connections, and reduced interictal epileptiform discharges and seizures in patients with intractable mesial temporal lobe epilepsy, without affecting their memory (Koubeissi et al., 2013). Depth electrode stimulation of the fornix also led to either ipsilateral or contralateral hippocampal responses, which again confirmed these neural pathway connections and explained how seizure discharge might spread between homotopic mesial temporal structures without neocortical involvement (Lacuey et al., 2014).
Lastly, a recent DTI study, using tractography, found that patients with juvenile myoclonic epilepsy (JME) had lower FA in the crus of the fornix, body of the corpus callosum and many other major white matter tracts, but not in those with only generalized tonic-clonic seizures, suggesting different neuroanatomical substrates in these two different types of idiopathic generalized epilepsies (Liu et al., 2011a). Taken together, these studies demonstrate that the fornix may play a role in mediating seizure spreads across the cerebral hemispheres both in patients with temporal lobe epilepsy as well as in generalized epilepsies. However, it may also be a treatment target for deep brain stimulation or surgical approaches in these patients.
Traumatic Brain Injury (TBI) results from physical forces that damage the brain, which may cause cognitive impairments such as memory and attention deficits. TBI is also associated with atrophy of the fornix (Gale et al., 1993; Tate and Bigler, 2000; Tomaiuolo et al., 2004). The fornix is particularly susceptible to physical shearing forces (Tate and Bigler, 2000), probably due to its delicate fiber tracts that straddle both cerebral hemispheres. The effects of TBI on the fornix volume have been examined in relation to memory. However, only one of the three studies (Tate and Bigler, 2000; Gale et al., 1993; Tomaiuolo et al., 2004) found a correlation between forniceal atrophy and memory performance (Tomaiuolo et al., 2004). However, using DTI with TBSS, white matter abnormalities were observed in several regions of the brain in TBI patients, but only lower FA in the fornix correlated with worse performance in associative memory and learning in both the TBI and healthy control groups (Kinnunen et al., 2011). In another study, patients with diffuse TBI, which leads to diffuse axonal injury, had globally decreased FA in the brain. However, regional analyses showed that lower FA in the superior longitudinal fasciculus was associated with working memory deficits, while lower forniceal FA was associated with poorer declarative memory in these TBI patients with diffuse injuries (Palacios et al., 2011). Lower forniceal FA and memory deficits were consistently found in TBI patients compared to healthy controls (Palacios et al., 2011; Adnan et al., 2013), suggesting a critical role of the fornix integrity in the development of memory impairments after TBI.
Discussion
Limitations and Future Studies
Several factors have limited the study of the fornix. First, the anatomy of the fornix makes it difficult to evaluate the abnormalities in this brain structure. Specific regions of the fornix (i.e., column, crus or pre-commissural fornix) are even more difficult to visualize or quantify. DTI has improved the visualization of the fornix, which has led to many more studies of this structure in several neurological disorders. However, the forniceal DTI measures in the published studies are often affected by the fornix's close proximity to the ventricles, which can lead to partial volume effects from the CSF in the ventricles. While CSF suppression (using inversion recovery pulses on MRI) would suppress the signals from CSF, most of the DTI studies did not apply such CSF signal suppression during the image acquisition. Partial volume effect from adjacent CSF signal may generate biased (higher) diffusivity and (lower) FA values of the fornix although this structure is generally well delineated on DTI. Nevertheless, refined methods have been developed to minimize the CSF partial volume effect on DTI and obtain higher resolution images. These improved DTI acquisition methods include reducing the repetition time and using non-zero minimum diffusion weighting (Baron and Beaulieu, 2014), or increased the image resolution of DTI (Herbst et al., 2014) by combining multiplexed sensitivity encoding (Chen et al., 2013) and prospective motion correction (Zaitsev et al., 2006; Herbst et al., 2012; Gumus et al., 2014). Others have developed novel criteria for DTI metric selection (Pasternak et al., 2010) using relationships between distribution and distance of the measured diffusion quantities or the use of multi-contrast MRI (Tang et al., 2014) with an automated parcellation atlas, which may further delineate and accurately assess how the fornix might be affected in various brain disorders. Second, the various methods (e.g., manual or automated ROIs, TBSS, tractography) used to measure the diffusivities and FA in the fornix do not always yield the same results. Systematic comparisons or the use of more than one approach to measure the fornix in the same datasets could provide validation to the abnormal findings in the various brain disorders. Third, the majority of the studies reviewed utilized a cross-sectional design, longitudinal follow-up studies would minimize the potential confounding effects of inter-subject variability (e.g., due to differences in disease severity or illness duration) or premorbid group differences. Intra-subject measurements in longitudinal evaluations are more sensitive in detecting, predicting and monitoring neurodegeneration compared to cross-sectional measures. Despite these limitations, the studies reviewed consistently showed correlations between DTI metrics in the fornix and memory performance of typically aging individuals and in patients with various neurodegenerative and neuropsychiatric disorders. These findings strengthen the role of the fornix as a useful imaging marker to predict memory deficits or impairments.
Conclusion
The fornix is clearly a critical component of the limbic system and is closely linked to memory performance. Alterations of the fornix are related to cognitive functions in childhood and in later life. In addition, forniceal changes were found in schizophrenia and other psychiatric disorders. Therefore, the fornix appears to be more than a clinical surrogate marker of memory impairments for neurodegenerative and neuroinflammatory diseases, such as Alzheimer's disease and multiple sclerosis. Although the fornix is one of the less heritable brain structures (Jahanshad et al., 2013), few studies reported how genes might influence the typical development or aging of the fornix. Imaging genetics might be useful to further elucidate the role of the fornix in various brain disorders as well as during healthy neurodevelopment and brain aging.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
We thank Eric Cunningham and Kristin Lee for carefully editing this manuscript. NIH grant supports: K24 DA016170 & G12-MD007601.
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Keywords: fornix, development, aging, episodic memory, neuropsychiatric disorders, DTI
Citation: Douet V and Chang L (2015) Fornix as an imaging marker for episodic memory deficits in healthy aging and in various neurological disorders. Front. Aging Neurosci. 6:343. doi: 10.3389/fnagi.2014.00343
Received: 18 July 2014; Accepted: 14 December 2014;
Published online: 14 January 2015.
Edited by:
Jean Mariani, Universite Pierre et Marie Curie, FranceReviewed by:
Olivier Piguet, Neuroscience Research Australia, AustraliaClaudia Metzler-Baddeley, Cardiff University, UK
Copyright © 2015 Douet and Chang. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Vanessa Douet and Linda Chang, Department of Medicine, John A. Burns School of Medicine, The Queen's Medical Center, 1356 Lusitana Street, UH Tower, Room 716, Honolulu, HI 96813, USA e-mail: douet@hawaii.edu; lchang@hawaii.edu